Fca Auditor

3 weeks ago


Crewe, United Kingdom Head Office Full time

**The Opportunity**:
We are currently recruiting for a Group Compliance Auditor to cover our full dealership network. Field based you will visit our dealerships and complete internal checks on finance related documents, providing feedback to our Compliance and Finance Manager.

To assist the Group Compliance Manager and Group Finance Manager in the monitoring and control of the Groups Finance and Insurance activities. Ensuring that the Group complies with legislation as defined by the Financial Conduct Authority and other regulatory bodies. This role will also work with the Data Protection Officer in the monitoring and control of the Group activities to ensure that the Group complies with exiting legislation as defined by the Data Protection Act.

**More about the role**:

- Visit sites to review sales files to ensure that the required documentation is recorded to meet FCA Rules and Regulations
- Provide feedback to dealerships on audit outcomes
- Produce reports on weekly and monthly basis
- Co-ordinate training schedules for compliance activities
- Communication across the dealerships of compliance changes
- Co-ordinate training schedules for data protection activities
- Review compliance policies and procedures on a regular basis, update and roll out effectively where necessary
- Provide assistance to internal/external auditors
- Building and maintaining effective relationships across the business at all levels to promote good governance, risk management and controls
- Assist with due diligence and on-going compliance of FCA guidelines
- To provide compliance support to projects as required

**More about you**:

- Background in Sales Administration within a dealership
- Good understanding of FCA compliance and guidelines
- Be familiar with loan and purchase agreements and insurance documents
- Excellent attention to detail
- Experience competing detailed reports
- Excellent communicator both written and verbal

**A bit more about the family**:
Founded in 2003 by Michael Smyth and his three sons, David, Peter and John, Swansway has grown from five motor dealerships in Cheshire and the West Midlands to the 20 dealerships we have today. From Birmingham in the South to Carlisle in the North we partner with eleven brands including; Audi, Volkswagen, Land Rover, Honda and many more.

We’re expanding our own-brand, Motor Match our used sites, and we don’t stop at dealerships; we operate four Volkswagen Group Trade Part Centres, an Accident Repair Centre, a Group Fleet Sales Centre and an eBay shop re-cycling obsolete parts. All this is supported by our Head Office in Crewe.

But, it’s not what we do that makes us the company we are, it’s how we do it; it’s our family heritage that sets us apart, with the Smyth family playing a hands-on role in the day-to-day running of the business; we genuinely care about our customers and our Swansway family and that makes us a great place to work. We live by our caring, honest and proud values which is why our long service boards are brimming with names who’ve been with us five, ten and fifteen years

**Benefits of working for Swansway Group**:

- Holidays that increase with length of service
- Your Birthday off
- Company Pension Scheme
- Death in Service Benefit
- Long service recognition
- Annual flu jab
- Discounts on products and services that extend to your family and friends
- Cycle to work scheme
- Employee recruitment referral payments
- Employee assistance programme and counselling service
- Occupational health services
- Flexible working patterns
- Car Benefit Scheme for employee or family



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