Client Regulatory Operations

3 weeks ago

Glasgow, United Kingdom Barclays Full time

**Client Regulatory Operations**
**Glasgow**

As a Barclays Client Regulatory Operations, your role is within the Client Regulatory Operations team. You will be accountable for the CASS oversight of Operational activity within Global Market Operations to ensure the firm meets its client and regulatory obligations to protect assets belonging to clients of the Investment Bank. Your role will include the oversight and first level review and approval of the Global Market Operations (GMO) daily Client Money and Stock Shortfall calculations.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality, and innovation behind us. We offer careers that provide endless opportunity - helping millions of individuals and businesses thrive and creating financial and digital solutions that the world now takes for granted.

**Working Flexibly**

**What will you be doing?**:

- Delivering the highest standard of service to internal and external clients against agreed SLAs
- Identifying, escalating and reporting risks and issues
- Ensuring you uphold personal conduct in line with the Barclays Way and call out behaviors, actions or decisions that fall short of these standards
- Evaluating regulatory risk within the department
- Delivering the highest standard of service to internal and external clients against agreed SLAs
- Interacting with third party vendors who provide Operational services to Barclays

**What we’re looking for**:

- Proven financial services experience with Operational experience a necessity; CASS knowledge is beneficial
- Detailed knowledge of 1 product family (Equity Settlements; Fixed Income Settlements; Futures & Options; OTC Derivatives; Commodities etc)
- High level understanding of 2-3 functional areas of Market Operations (Trade Management; Settlement & Delivery; Asset Servicing; reconciliations etc)
- You are educated to Bachelor’s Degree

**Skills that will help you in the role**:

- Proven ability to grasp business concepts quickly, proactive approach to solving issues focusing on regulatory impact /compliance
- Demonstrating your ability to achieve quality results with a challenging but positive style
- Excellent ability to engage with senior stakeholders (Vice President Level)
- Proven ability to maintain a reputation for integrity, evoking rapid trust from key stakeholders

**Where will you be working?**
Our new state-of-the-art Campus, right in the heart of Glasgow is a hub of creative collaboration. A place where everyone can bring their true selves to work and reach their full potential. Home to 5,000 of our colleagues, our Tradeston campus will support the community in more ways than one - by creating thousands of new career opportunities and celebrating local artists. A short walk from Central Station on the south of the Clyde, it will be a key location for the Barclays business that will deepen our ties with the city and its communities.

LI-Remote and #LI-Hybrid

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