Mlro - Uk

General Responsibilities: - Monitor compliance with laws, regulations, and internal policies. - Conduct audits and investigations to ensure compliance. - Develop and implement compliance policies and procedures. - Identify potential areas of compliance vulnerability and risk. - Advise management on needed actions to ensure compliance. - Provide guidance on...

Significant experience of second line compliance in Anti-Money Laundering and Counter Terrorism Financing, Economic Sanctions, and Fraud Risk Management, ideally gained at a financial institution. - A detailed understanding of industry standard processes and approaches for customer screening and transaction monitoring. This would include strong awareness of...

**Company Description**: Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams — People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more — provide support and guidance at the corporate level. They work across business...

**Role**:Deputy Head of Compliance & MLRO **Permanent** **Salary**:£80k to £90k **Location**:London - Hybrid **Responsibilities**: - Deputise for MLRO & take on SMF responsibilities - Work with stakeholders - Responsible for regulatory developments - Completing the sanction risk assessment - Annual review of compliance & financial compliance policies...

At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve...

About Revolut People deserve more from their money. More visibility, more control, more freedom. And since 2015, Revolut has been on a mission to deliver just that. With an arsenal of awesome products that span spending, saving, travel, transfers, investing, exchanging and more, we've helped 40 million customers get more from their money. And we're not done...

About Us As one of the world's largest independent financial advisory groups, we know that it takes a distinct perspective to make a meaningful difference to our clients’ business and wealth. Rothschild & Co is a global and family-controlled group. We provide M&A, strategy and financing advice, as well as investment and wealth management solutions to...

**THE COMPANY**: Our client is an innovative and forward-thinking alternative banking group, with exciting growth plans. They are seeking a highly skilled and experienced MLRO to join the Team and help out on a ‘pre-launch’ basis. You will NOT be registered with the FCA **THE RESPONSIBILITIES**: - Liaising with key internal stakeholders (e.g. Legal,...

Our client is a securities firm and provides a range of execution and clearing services for exchange traded derivatives and OTC derivatives in commodities including base metal contracts on the London Metal Exchange. Job Description Lead and manage the compliance team, ensuring adherence to regulatory requirements. Oversee Money Laundering Reporting...

Money Laundering Reporting Officer (MLRO)This is a great opportunity to join a growing Bank and make a significant impact in the field of financial crime risk management. If you are an experienced MLRO, looking for a new challenge, where you can make a significant impact in a dynamic and forward-thinking organization, we would love to hear from...

Rothstein Recruitment London, United KingdomPosted 3 hours ago Remote Permanent £100k - £150k **MLRO SMF 16 SMF 17 - Digital Asset Investments - Undergoing FCA Regulation - Remote Working** Exciting opportunity for an MLRO to join the UK arm of an international Digital Asset Investments firm currently obtaining FCA Regulated status, setting up regulatory...

**Head of Compliance & MLRO**: - London - £150,000 - Job type: Permanent - Sector: Financial Services - Job reference: 40860 My client is an established EMI payments firm who are growing and launching new products and services in the UK. We are seeking a Compliance Officer who can enhance the existing Compliance framework and build robust systems and...

Description:Are you looking to Relocate to Jersey for a opportunity to work as an MLRO for a leading UK Bank?A Jersey-based role managing Jersey and Falkland Islands Transaction Monitoring and Manual Cases, within the FCC team. The role will cover cases predominantly impacting Jersey and Falklands, but also giving oversight of an offshore team supporting...

The Money Laundering Reporting Officer (MLRO) is a key role within the organization responsible for overseeing and ensuring compliance with anti-money laundering (AML) and counter-terrorism financing (CTF) regulations in the United Kingdom. The MLRO's primary focus is to implement robust AML controls, monitor transactions, and report any suspicious...

We are working with an established global Fintech business who are in the next phase of growth.  We are seeking an experienced Compliance Officer & MLRO to manage the Compliance and Financial Crime teams in the UK and across various jurisdictions. The ideal candidate will have knowledge of online trading, crypto and payments. Reporting to the Board you will...

Money Laundering Reporting Officer (MLRO) This is a great opportunity to join a growing Bank and make a significant impact in the field of financial crime risk management. If you are an experienced MLRO, looking for a new challenge, where you can make a significant impact in a dynamic and forward-thinking organization, we would love to hear from...

A small European Bank has an exciting opportunity for an experienced Compliance Manager. Your responsibilities will include: Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branchBeing the central point of contact for staff/law enforcement agencies...

Money Laundering Reporting Officer (MLRO) - MD Top Tier Investment Bank Location: London, United Kingdom Company Overview: We are representing a prestigious investment bank based in London, known for its commitment to excellence, integrity, and innovation. Our client is seeking an exceptional individual to join their team in the critical role of Money...

Deputy MLRO - Compliance Manager – International Banking   Excellent opportunity opens for an experienced Deputy MLRO/ Compliance Manager from an International Banking background to join an International Bank's London office and work in a crucial capacity.    Ideal Experience    Good and practical understanding of The Money Laundering, Terrorist...

Deputy MLRO - Compliance Manager – International Banking   Excellent opportunity opens for an experienced Deputy MLRO/ Compliance Manager from an International Banking background to join an International Bank's London office and work in a crucial capacity.    Ideal Experience    Good and practical understanding of The Money Laundering,...