Compliance Analyst

3 weeks ago


Manchester, United Kingdom Clear IT Recruitment Limited Full time

**My client is seeking a Compliance Analyst to join their law firm in Manchester.**

An integral part of the risk & compliance team, with responsibility for procedural file reviews as well as a variety of other tasks that support the firm’s risk management framework.

**DESIRABLE SKILLS AND KNOWLEDGE**
- Law degree or equivalent legal training;
- Excellent attention to detail;
- Strong organisational skills;
- Strong IT skills, particularly Microsoft office;
- Ability to work independently.

**RESPONSIBILITIES AND DUTIES**
- Conducting procedural file reviews for all areas of the firm;
- Meeting with department heads to discuss file review findings;
- Ongoing analysis of file review data;
- Maintaining file review records;
- Investigating complaints and drafting responses to assist the partners in the team;
- Assisting with ad-hoc training for staff on risk and compliance issues;
- Updating central registers, including those relating to complaints;
- Assisting in preparation for external assessments, such as Lexcel;
- Research regarding legal and regulatory changes affecting the firm;
- Monitoring and actioning SmartSearch alerts and performing ad-hoc searches;
- Handling risk & compliance queries from staff;
- Supporting the partners of the risk & compliance team in a variety of day-to-day tasks.


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