Compliance Assistant

2 weeks ago


Newbury, United Kingdom Reed Business Support Full time

This busy leading auction house have an exciting opportunity for someone seeking to enter into Compliance & Risk within the art and antiques sector. The main purpose of the role is to provide compliance assistance to ensure all legal, regulatory and governanceobligations are met.

**Your key responsibilities in this role will include:**
- Conducting client due diligence checks, including interpreting, and escalating any screening results.
- Administration of the compliance files and conducting periodic audits.
- Responding to compliance queries(e.g.KYC documentation requirements, anti money laundering information, provenance issues of items for sale) from company staff.
- Ensuring compliance policies and procedures are followed and assisting with the management of compliance projects (e.g. IT initiatives, reporting).

If this role is of interest to you, please contact me on or alternatively call in on


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