Transfers Officer

3 months ago

Northwich, United Kingdom Close Brothers Group Full time

**OVERALL SUMMARY**

This is a role within the Transfers Team which forms part of the bigger Operations Department. As the Transfers Officer you will be reporting directly into the Transfer Manager and will be responsible for all activities relating to asset transfers in and out of CBAM’s custody, internal transfers, and APS transfers.

**RESPONSIBILITIES**
- Processing transfers in to CBAM for all account types, across multiple products and platforms
- Internal transfers of holdings arising from changes to client status (eg. receipt of tax documentation, trust distributions, deceased, spouse to spouse transfers etc.)
- Monitor transfer progress and escalate issues when required
- client contributions to their accounts
- Facilitate Depot movements
- Setting up Nominee accounts and providing KYC document when required
- Report uploads/downloads (e.g. IFDS)
- The role will require regular interaction with Fund Managers, market counterparties and other Operations teams that are involved in maintaining client account data and records
- Demonstrate an understanding of and compliance with regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients

Regulatory Responsibilities (Compliance/T&C)
- Ability to demonstrate an understanding of the regulatory framework relevant to the role, whilst practising effective risk management taking account of outcomes for clients.

**WE WOULD LOVE TO HEAR FROM YOU / APPLY IF**:

- experience of operational processes in wealth manager or private client asset management
- Accuracy and attention to detail
- Ability to work unsupervised at times
- Team player willing to respond to varied requests
- Able to build effective relationships with 3rd parties and internal customers such as the fund managers
- Able to challenge current processes within the operations area and provide solutions and efficiencies
- Understanding of re-registration of collective investments
- Good all round securities knowledge
- Experience with the Crest Gui
- Experience with Altus would be advantageous

**_ We appreciate that from time to time, recruitment agencies will have speculative CVs that they may wish to submit to our Talent Acquisition team in relation to a specific role._**

**_ To avoid any ambiguity around fees, please note that speculative CVs received by Close Brothers, that have not been authorised in advance, by us, will be ineligible for an agency fee. Thank you._**

LI-KH1

**The Company**

At Close Brothers Asset Management, we are all connected by our mission to be the best place in the UK for wealth professionals and their clients. We are part of Close Brothers, a FTSE 250 leading UK merchant banking group.

We believe that everyone should think ahead, have a financial plan and invest wisely. Our clients are professionals, business owners, individuals, charities, families, and employers, who rely on our clear financial advice and investment management services to preserve and grow their long-term savings and investments.

We are a team of about 800 people based in 14 offices across the UK. Our geographic footprint means we can combine a local approach with face-to-face services to enable strong, long-term relationships with our clients.

Sustainability is fundamental to our purpose and we have a responsibility to help address the social, economic and environmental challenges facing our business, colleagues and clients. We strive to do the right thing and are dedicated to helping the charities that matter most to our people.

Our vision is to develop an open and inclusive company that ensures everyone is valued, respected and included, so that in years to come our business will represent a diverse and inclusive workforce from the top down.

**Inclusion**

**The Benefits**

**Private medical**

**Discounted health checks**

**Stakeholder pension contribution**

**Gym discounts**

**Cycle to work scheme**

**Save As You Earn scheme**

**Purchase additional holiday**

**Charity & Sustainable work**

At Close Brothers, we are dedicated to helping the charities that matter most to our employees. Our donations continue to increase year on year thanks to our fundraising efforts and matched giving schemes to our employees’ favourite charities. We continue to seek out new ways to give as a group and to help employees who give their valuable time and money to causes close to them.

To find out more detail please follow the link below:
Sustainability is fundamental to our purpose, and we recognise that to help the people and businesses of Britain thrive over the long term, we also have a responsibility to help address the social, economic and environmental challenges facing our business, employees and customers, now and into the future.

To find out more detail please follow the link below:

  • Transfers Officer

    4 months ago

    Northwich, United Kingdom Recruit UK Full time

    **Title**: Transfers Officer **Location**: Northwich or Chester **Salary**: £25,000 - £28,000 **Reference**: 7986 **The company**: An industry leading Wealth Management firm is seeking a Transfers Officer to join their friendly Operations team with the choice of either their Northwich or Chester office. This company approaches their work in an honest,...

  • Transfers Officer

    4 months ago

    Northwich, United Kingdom Close Brothers Group Full time

    **OVERALL SUMMARY** This is a role within the Transfers Team which forms part of the bigger Operations Department. As the Transfers Officer you will be reporting directly into the Transfer Manager and will be responsible for all activities relating to asset transfers in and out of CBAM’s custody, internal transfers, and APS...

  • Transfers Officer

    1 month ago

    Northwich, United Kingdom Close Brothers Group Full time

    OVERALL SUMMARYJoin Close Brothers Asset Management Transfers team Team which forms part of the bigger Operations Department. As the Transfers Officer you will be reporting directly into the Transfer Manager and will be responsible for all activities relating to asset transfers in and out of CBAM’s custody, internal transfers, and APS...

  • Transfers Supervisor

    3 months ago

    Northwich, United Kingdom Close Brothers Group Full time

    **OVERALL SUMMARY** To undertake and oversee all elements of asset transfer processing. This involves transfers of Stocks and Shares ISAs, Cash ISAs, certificated stock transfers and non-ISA portfolio transfers (both in and out) on both a cash and an in-specie basis. **RESPONSIBILITIES** Management Responsibilities - Providing leadership and direction to...

  • Receptionist / Clerical Officer

    3 months ago

    Northwich, United Kingdom Mid Cheshire Hospitals NHS Foundation Trust Full time

    We are looking to recruit an enthusiastic and self motivated receptionist / clerical officer to support the existing team in providing our patients and visitors with a first class experience when visiting the X-Ray Department at Victoria Infirmary - Northwich. With working hours of 8am-2pm Wednesday to Friday (18 hours pw) this is an ideal opportunity for...

  • Title Report Checker/investigator

    4 months ago

    Northwich, United Kingdom Poole Alcock Full time

    Reporting direct to the Title Report Manager to assist lawyers in the delivery of excellent service and case progression through a variety of support based administrative duties. **Key Competencies** - Customer service focus - Information management - Organised with good time management - Attention to detail and accuracy - Skilled in the use of IT - Ability...

  • Administration Assistant

    4 months ago

    Northwich, United Kingdom Butcher & Barlow Full time

    **Hours**: 5 days per week. **Purpose of Role**:Providing high level, comprehensive administrative and reception support to the Gadbrook Park office. **Responsible to**: Office Manager **Duties and Responsibilities include but are not limited to**: - Assisting secretarial staff within the office with various administrative tasks including opening files,...

  • Residential Property Solicitor

    4 weeks ago

    Northwich, Cheshire, United Kingdom BCL Legal Full time

    THE FIRMBCL Legal is a well-established and respected legal practice with a rich history spanning over 100 years. With offices across Cheshire, we provide a wide range of legal services to businesses and individuals in the region.THE ROLEWe are seeking a highly skilled and experienced Conveyancing Specialist to join our team. As a key member of our...

  • Residential Property Solicitor

    3 weeks ago

    Northwich, Cheshire, United Kingdom BCL Legal Full time

    THE FIRMBCL Legal is a well-established and respected legal practice with a rich history spanning over 100 years. With offices across Cheshire, we provide a wide range of legal services to businesses and individuals in the region.THE ROLEWe are seeking a highly skilled and experienced Conveyancing Specialist to join our team. As a key member of our...

  • Residential Property Solicitor

    4 weeks ago

    Northwich, Cheshire, United Kingdom BCL Legal Full time

    THE FIRMWe are a well-established and respected legal practice with a rich history spanning over 100 years. Our firm has a strong presence in Cheshire, with offices across the region, providing legal services to businesses and individuals alike.THE ROLEWe are seeking a highly skilled and experienced conveyancing specialist to join our team. As a key member...

  • Residential Property Solicitor

    3 weeks ago

    Northwich, Cheshire, United Kingdom BCL Legal Full time

    THE FIRMWe are a well-established and respected legal practice with a rich history spanning over 100 years. Our firm has a strong presence in Cheshire, with offices across the region, providing legal services to businesses and individuals alike.THE ROLEWe are seeking a highly skilled and experienced conveyancing specialist to join our team. As a key member...

  • Caregiver

    3 weeks ago

    Northwich, Cheshire, United Kingdom Home Instead Full time

    About the RoleWe are seeking a compassionate and dedicated individual to join our team as a Caregiver. As a Caregiver with Home Instead, you will have the opportunity to make a positive impact on the lives of our clients, providing them with the support and care they need to live independently.Key ResponsibilitiesProvide companionship and emotional support...

  • Caregiver

    3 weeks ago

    Northwich, Cheshire, United Kingdom Home Instead Full time

    About the RoleWe are seeking a compassionate and dedicated individual to join our team as a Caregiver. As a Caregiver with Home Instead, you will have the opportunity to make a positive impact on the lives of our clients, providing them with the support and care they need to live independently.Key ResponsibilitiesProvide companionship and emotional support...

  • Customer Service Agent

    4 months ago

    Northwich, United Kingdom EcoLab Full time

    Join Ecolab’s Customer service team in either **Northwich,** and become part of a dynamic team that loves their work which in turn creates a great team environment. As a respected **Customer Service Agent**, use your high energy and social skills to partner with our customers to help them achieve maximum benefit from Ecolab’s products. As a team, we...

  • Legal Secretary

    4 months ago

    Northwich, United Kingdom Poole Alcock Full time

    Job Description**Nature & Scope** To provide support to fee earner(s) to enable them to deal with clients efficiently and effectively. Delivers a high level of customer service to clients. Projects a professional image to visitors and telephone callers at all times by greeting, welcoming and directing them appropriately. Works collaboratively with...

  • Secretary - Litigation Department

    4 months ago

    Northwich, United Kingdom Poole Alcock Full time

    Job Description**Nature & Scope**: Provides support to fee earner(s) to enable them to deal with clients efficiently and effectively. Delivers high level of customer service to clients. Projects a professional image to visitors and telephone callers at all times by greeting, welcoming, and directing them appropriately. Works collaboratively with colleagues...

  • Collections Representative

    4 months ago

    Northwich, United Kingdom EcoLab Full time

    Ecolab is seeking a **Credit Specialist** to provide service and support to corporate and non-corporate account customers for Ecolab's Shared Service based divisions with regard to past due invoice collection, pricing issues, order review, customer inquiries and other credit-related disputes. **What’s in it For You**: - The opportunity to take on some of...

  • Administration Support Assistant

    3 months ago

    Northwich, United Kingdom Poole Alcock LLP Full time

    We are looking for an enthusiastic individual to join our family team to assist with administrative duties. **Nature & Scope**: Provides support to fee earner(s) to enable them to deal with clients efficiently and effectively. Delivers high level of customer service to clients. Projects a professional image to visitors and telephone callers at all times by...

  • Personal Assistant to 2 Family

    4 months ago

    Northwich, United Kingdom Poole Alcock Full time

    **Nature & Scope** To provide support to two of the partners within our family and divorce law team to enable them to deal with clients efficiently and effectively. To deliver high level of customer service to clients. Projects a professional image to visitors and telephone callers at all times by greeting, welcoming and directing them appropriately. Works...

  • Personal Assistant

    4 months ago

    Northwich, United Kingdom Poole Alcock LLP Full time

    **Nature & Scope** To provide support to two of the partners within our family and divorce law team to enable them to deal with clients efficiently and effectively. Delivers high level of customer service to clients. Projects a professional image to visitors and telephone callers at all times by greeting, welcoming, and directing them appropriately. Works...