Compliance Officer
7 months ago
**Job Title**: Compliance Officer
**Location**:Cardiff, Wales with hybrid working
**Hours**:Full-time
**About Fleet Mortgages**
Fleet Mortgages is a major player in the specialist Buy to Let Mortgage market. We are currently looking for a Compliance Officer to join our Legal and Compliance Team here at Fleet Mortgages.
**What we can offer you**
We offer a competitive package of benefits including the flexibility to work from home 2 days per week, 25 days annual holiday plus bank holidays, an additional day off on your Birthday, 11% non-contributory pension and a discretionary annual bonus. Furthermore, you would be entitled to free private health insurance, life assurance, income protection and enhanced parental leave packages. There would also be the opportunity to gain formally recognised industry qualifications within a team oriented and friendly business.
**The Role**
To carry out compliance monitoring activities within the Legal and Compliance department and provide a high standard of professional, efficient customer service to all contacts with specific responsibilities to:
- Responsible for supporting the delivery of the Compliance Monitoring Plan by carrying out monitoring activities in line with the plan
- Agree and monitor actions following the monitoring activity with key stakeholder in the business
- Produce Compliance Monitoring reports following the completion of any monitoring assignments
Also, to help protect Fleet Mortgages from fraudulent activity and act in a compliant manner at all times in line with regulatory guidelines and Fleet Mortgages policies and procedures.
**Key Outputs and Responsibilities**
- Monitoring activities are completed in line with the Compliance Framework and recommended standards
- Complete conveyancer and other third party audits in line with agreed plan where required
- Handle internal and external queries and enquiries effectively, accurately, and professionally, delivering excellent service
- Ensure records are updated and maintained in accordance within agreed policy and procedures
- Work to agreed objectives, service standards and deliverables whilst adhering to company and departmental policies and procedures
- Develop positive working relationships with colleagues and other departments
- Continually consider improvements for service and efficiency making suggestions on such improvement’s through agreed channels
- Take responsibility for your own learning and development
- Carry out ad-hoc tasks as required by management
**Qualifications & Experience**
- Enthusiastic, flexible and keen to learn and develop a career in Financial Services
- Excellent communication skills both written and verbal are essential
- Able to be self-managing in respect of scheduled workload
- Two years’ work experience in a financial service industry is an advantage, but not essential
- A willingness to study a relevant professional qualification
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