Senior Compliance Monitoring Manager
2 months ago
This role can be office based, hybrid or remote, with a couple of days a month in the office (reasonable travel and accommodation paid for).
**The Role**
- Key person in implementing the groups Compliance Monitoring Plan
- Challenge Key Stakeholders on the results of the above Monitoring
- Looking at Compliance policies and procedures with the view to make improvements
- Ensure there is a system to check the "owners" of the discrepancies take the appropriate actions
- Deputise for the Compliance Monitoring Team Lead
- Form strong relationships with senior managers working within the Lines of Defence
- 5 - 10 years compliance monitoring or Risk Assurance experience in a relevant financial services firm.
- Knowledge and as much experience as possible with the three lines of defence model
- Good product knowledge and of UK and European financial services regulation.
- Have industry specific qualifications
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