Regulatory Change Counsel

3 weeks ago


London, United Kingdom eFinancialCareers Full time

**About this role**:
Wells Fargo is seeking a Counsel to provide primary support and oversight as part of the Legal team working on regulatory change matters including the international section of the programme which is responsible for establishing an inventory of Wells Fargo'slegal requirements outside the USA and the change mechanism to allow for the efficient and effective use and maintenance of that inventory. The role will also provide support to the global Cross Border Activities and Regulatory Change Management programmeswithin the legal team by collaborating with internal line of business lawyers to respond to questions from the business and corporate functions, providing legal advice on compliance policies, and advising and working with the Compliance department as appropriate.
**In this role, you will**:

- Work within a global team on the design and implementation of the programme responsible for documenting Wells Fargo's legal requirements outside the USA.
- Provide written summaries of legal and regulatory developments in EMEA to stakeholders, including the Legal Department, the business, and other corporate functions, and advise on such developments as needed.
- Analyze laws, regulations and rules to assess applicability and impact to Wells Fargo's activities in EMEA.
- Collaborate with internal line of business lawyers to respond to questions from the business and corporate functions.
- Instruct and liaise with external counsel as required.
- Provide regulatory advice on other matters on an ad hoc basis.

**Skills/Experience Required**:

- Duly qualified lawyer (2PQE+) admitted to practice law in England, the United States, other common-law or European jurisdiction.
- Ability to analyze legal and regulatory issues in area of practice and provide effective advice to clients on complex legal matters.
- Prior experience in advising on legal, regulatory, and compliance issues for a financial services firm.
- Ability to evaluate impacts based on changes in laws or regulations.
- Experience conducting multi-jurisdictional survey and research, and providing counsel and guidance regarding complex legal issues.
- Strong attention to detail and accuracy skills.
- Excellent verbal, written, and interpersonal communication skills.
- Ability to effectively organize and prioritize work while handling multiple matters.
- Ability to work effectively in a complex environment with a high degree of collaboration.
- Effective in building partnerships, functioning well with project teams, and working for the success of the team

**Desired Qualifications**:

- Prior experience in advising on legal, regulatory, and compliance issues for a financial services firm.
- Prior experience working on significant enterprise-wide programs in a fast-paced business environment, with an ability to understand the underlying goals in order to detect legal issues and succinctly and competently counsel and communicate with lines ofbusiness and other corporate functions regarding legal risks, solutions, and alternatives.
- Prior regulatory change management experience.
- Prior experience advising businesses in the implementation of laws, regulations, and regulatory guidance related to businesses in EMEA.
- Ability to evaluate impacts based on changes in laws or regulations.

**We Value Diversity**
Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountablefor execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and complianceobligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with thebusiness unit's risk appetite and all risk and compliance program requirements.


  • Senior Counsel

    3 weeks ago


    London, United Kingdom eFinancialCareers Full time

    **About this role**: Wells Fargo is seeking a Senior Counsel to work within the EMEA Legal - Regulatory Change team. As part of its support for Wells Fargo's global businesses in EMEA, APAC, Canada and Latin America, the Legal Department is responsible for advising the Wells Fargo programmes that document Wells Fargo's compliance requirements arising from...

  • Regulatory Counsel

    Found in: beBee jobs GB - 2 weeks ago


    London, Greater London, United Kingdom Taylor Root Full time

    Regulatory Counsel – HealthtechLondonHybrid The opportunity:This innovative, profitable and high growth health-tech company is looking to appoint a regulatory counsel in a unique and newly created in-house position.Reporting directly into the General Counsel you will play a crucial role in their small but growing legal function. You work closely with all...

  • Compliance & Regulatory Counsel - VP

    Found in: Jooble UK C2 - 3 weeks ago


    London, United Kingdom SSQ Full time

    Are you a seasoned regulatory or compliance lawyer looking for your next challenge? SSQ has partnered with a leading global analytics company renowned for its exceptional ESG analysis and data insights, widely considered as the gold standard by institutional investors globally. Due to upcoming global reforms within this sector our client is looking for...


  • London, United Kingdom SSQ Full time

    Job Description Are you a seasoned regulatory or compliance lawyer looking for your next challenge? SSQ has partnered with a leading global analytics company renowned for its exceptional ESG analysis and data insights, widely considered as the gold standard by institutional investors globally. Due to upcoming global reforms within this sector our client...

  • Compliance & Regulatory Counsel - VP

    Found in: Appcast UK C C2 - 2 weeks ago


    Greater London, United Kingdom SSQ Full time

    Are you a seasoned regulatory or compliance lawyer looking for your next challenge? SSQ has partnered with a leading global analytics company renowned for its exceptional ESG analysis and data insights, widely considered as the gold standard by institutional investors globally.Due to upcoming global reforms within this sector our client is looking for...

  • Compliance & Regulatory Counsel - VP

    Found in: Appcast Linkedin GBL C2 - 3 weeks ago


    Greater London, United Kingdom SSQ Full time

    Are you a seasoned regulatory or compliance lawyer looking for your next challenge? SSQ has partnered with a leading global analytics company renowned for its exceptional ESG analysis and data insights, widely considered as the gold standard by institutional investors globally.Due to upcoming global reforms within this sector our client is looking for...

  • Compliance & Regulatory Counsel - VP

    Found in: Appcast UK C2 - 2 weeks ago


    Greater London, United Kingdom SSQ Full time

    Are you a seasoned regulatory or compliance lawyer looking for your next challenge? SSQ has partnered with a leading global analytics company renowned for its exceptional ESG analysis and data insights, widely considered as the gold standard by institutional investors globally.Due to upcoming global reforms within this sector our client is looking for...

  • Compliance & Regulatory Counsel - VP

    Found in: Whatjobs ES C2 - 1 week ago


    Greater London, United Kingdom SSQ Full time

    Are you a seasoned regulatory or compliance lawyer looking for your next challenge? SSQ has partnered with a leading global analytics company renowned for its exceptional ESG analysis and data insights, widely considered as the gold standard by institutional investors globally. Due to upcoming global reforms within this sector our client is looking for...

  • Legal Counsel

    Found in: Talent UK 2A C2 - 2 weeks ago


    London, United Kingdom Taylor Root Full time

    Leading UK financial services organisation seeking regulatory legal counsel to join growing legal team.You will be integral to the business and assist on all regulatory matters and provide commercially focussed regulatory advice. This will include supporting Lead Regulatory Counsel on all work and advising the Compliance team and the wider business on...

  • Legal Counsel

    3 weeks ago


    London, United Kingdom Bruin Full time

    Job Description Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/ Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal...

  • Legal Counsel

    Found in: Jooble UK C2 - 3 weeks ago


    London, United Kingdom Bruin Full time

    Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/ Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The...

  • Legal Counsel

    Found in: Talent UK 2A C2 - 3 weeks ago


    London, United Kingdom Bruin Full time

    Legal Counsel (Regulatory) Location: LondonSalary: Competitive + Bonus + BenefitsReports to: Senior Legal CounselRole type: Permanent/ Full TimeWFH: Hybrid working modelDirect Reports: N/AThe Role:The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The ideal candidate is an...

  • Legal Counsel

    3 weeks ago


    London, United Kingdom Bruin Full time

    Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/ Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The...

  • Legal Counsel

    Found in: Adzuna UK C2 - 5 days ago


    England, London, London (Greater), UK, United Kingdom Taylor Root Full time

    Leading UK financial services organisation seeking regulatory legal counsel to join growing legal team.You will be integral to the business and assist on all regulatory matters and provide commercially focussed regulatory advice. This will include supporting Lead Regulatory Counsel on all work and advising the Compliance team and the wider business on...

  • Legal Counsel

    Found in: beBee S GB - 3 weeks ago


    London (Greater), United Kingdom Taylor Root Full time

    Leading UK financial services organisation seeking regulatory legal counsel to join growing legal team.You will be integral to the business and assist on all regulatory matters and provide commercially focussed regulatory advice. This will include supporting Lead Regulatory Counsel on all work and advising the Compliance team and the wider business on...

  • Legal Counsel

    2 days ago


    Hounslow, Greater London, United Kingdom Randstad (Change) Full time

    I am currently recruiting for a Senior Legal Counsel specialising specifically in Competition Law for an exciting Telecommunications Client. Their office is based in Osterley, with a 10 minute walk from Syon Lane and a hybrid model of 3 days a week in the office (non-negotiable). This role is an exciting opportunity to join a specialist legal team...

  • Legal Counsel

    Found in: Appcast Linkedin GBL C2 - 3 weeks ago


    London Area, United Kingdom Bruin Full time

    Legal Counsel (Regulatory) Location: LondonSalary: Competitive + Bonus + BenefitsReports to: Senior Legal CounselRole type: Permanent/ Full TimeWFH: Hybrid working modelDirect Reports: N/AThe Role:The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The ideal candidate is an...

  • Legal Counsel

    Found in: Appcast UK C C2 - 2 weeks ago


    London Area, United Kingdom Bruin Full time

    Legal Counsel (Regulatory) Location: LondonSalary: Competitive + Bonus + BenefitsReports to: Senior Legal CounselRole type: Permanent/ Full TimeWFH: Hybrid working modelDirect Reports: N/AThe Role:The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The ideal candidate is an...

  • Legal Counsel

    Found in: Appcast UK C2 - 2 weeks ago


    London Area, United Kingdom Bruin Full time

    Legal Counsel (Regulatory) Location: LondonSalary: Competitive + Bonus + BenefitsReports to: Senior Legal CounselRole type: Permanent/ Full TimeWFH: Hybrid working modelDirect Reports: N/AThe Role:The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The ideal candidate is an...

  • Legal Counsel

    Found in: Whatjobs ES C2 - 1 week ago


    London Area, United Kingdom Bruin Full time

    Legal Counsel (Regulatory) Location: London Salary: Competitive + Bonus + Benefits Reports to: Senior Legal Counsel Role type: Permanent/ Full Time WFH: Hybrid working model Direct Reports: N/A The Role: The role sits with a leading Pensions Insurance Specialist and will report directly to the Senior Counsel within the legal function. The ideal...