Compliance Officer
2 weeks ago
**Role Profile**
Reporting to the Chief Governance Officer, the role of Compliance Officer is to ensure that the company complies with existing regulations and internal policy and ensures that all new regulatory developments and requirements are incorporated into the company’spolicy and procedures across the UK. You will manage regulatory submissions and will provide Compliance training, technical guidance, support and tailored feedback on regulatory issues relevant to the business. You will monitor new regulatory developmentsand legislation that affect the business and operation of the company; facilitate the identification and implementation of procedures, controls and changes to ensure compliance requirements are adhered to; provide advice and support to the business on a rangeof issues including regulatory supervision, financial, operational and other regulatory implications of new business proposals and on FCA & PRA regulations, DPA/GDPR, Senior Managers and Certification Regime and the Consumer Duty. You will understand and implementoversight and audit requirements with particular emphasis on appointed representatives and outsourcing. The role offers variety, ownership and the opportunity to get involved in key projects and initiatives across the business. The role involves some travelincluding to other UK offices and potentially overseas.
**About You**
This post will be based in the Sevenoaks office with the potential for some remote working.
Hours are Monday to Friday.
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