Deputy Mlro

6 months ago

London, United Kingdom capital.com Full time

We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best, so we are always in search of the best people to join our ever-growing talent team.

**fastest-growing investment-trading platforms** reporting triple-digit, year-on-year growth and a global team that has grown five-fold in just two years.

With a focus on simplicity, ease of use, speed and power - we aim to develop the best trading service on the market. We are a fintech company with deep expertise in trading, markets, technology, customer centricity and financial regulation.

We provide great customer service to accompany our smart news feed, intelligent financial content, a broad range of education, and a wide range of markets for our clients to trade.

With no sign of slowing down, this is a fantastic time to join the team

**Key Responsibilities**:

- Supporting the Head of Compliance & MLRO in managing the organisation’s AML program with applicable laws and regulations and ensuring it remains up to date and effective
- Developing and documenting AML policies and procedures
- Maintaining effective risk assessment forms and ensuring the framework remains up to date
- Design and delivery of internal AML training to ensure awareness and understanding of employees
- Provide support to the Global Assurance Team
- Prepare reports and management information for the MLRO and governance committees
- Review and assess escalated clients and provide approval
- Design and deliver framework to ensure client due diligence reviews and conduct sanctions, PEP and Adverse Media screening and perform analysis are conducted in a timely manner
- Compliance oversight of the day to day management of the KYC client onboarding operations team
- Ensure that client on-boarding flow collects KYC information and verifies information and / or documentation
- Assisting the business with queries relating to AML & Sanctions
- Ad hoc projects or activities as directed by the MLRO.

**Requirements**:

- Min 5 years experience working in AML/CTF compliance
- ACAMS or ICA Diploma qualification
- Experience working in FCA-regulated firms
- Experience writing in policy and procedure documentation
- Demonstrate knowledge and understanding of relevant laws, regulations and international anti-money laundering efforts and agencies (e.g., FATF, Basel II, Transparency International, etc)
- Understanding of KYC/AML risks and ability to handle procedural and control aspects to manage risks
- Ability to organise and analyse complex data sets
- Strong interpersonal and organisational skills
- Excellent verbal and written communication skills
- Good knowledge and user of Microsoft Office and Google suites
- Positive attitude to learning and engaging with stakeholders
- Ability to prioritise and juggle conflicting tasks successfully
- Ability to work on own initiative and as part of a team
- Time management and ability to work under pressure.

**In return, you will receive**:

- 25 days annual leave
- Private Medical Insurance for you and your family after probation
- Death In Service
- EAP
- Season Ticket Loan after probation
- Cycle to Work after probation
- Global Exposure
- Flexible working hours

Be a key player at the forefront of the digital assets movement, propelling your career to new heights

Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity.

Work alongside one of the most brilliant teams in the industry.

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