Risk and Compliance Program Management

2 weeks ago


Bournemouth, United Kingdom JPMorgan Chase Bank, N.A. Full time

**Risk And Compliance Program Management - Senior Associate**

Bournemouth, England, UK

As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo and striving to be best-in-class.

The Office of Legal Obligation (OLO) program is a firm-wide, global initiative that brings together the expertise of Legal, Lines of Business (LOBs), Oversight & Control, Compliance, Risk and other key control functions, to proactively manage regulatory changes in our operations and allow us to trace end-to-end connections between laws, rules and regulations on the one hand, and our policies and procedures that demonstrate compliance on the other.

The JPMorgan Risk and Compliance OLO / LRCM team is responsible for the oversight and management Risk End-to-End Legal and Regulatory Process Program ("Program").

The team is also responsible for developing, deploying, overseeing and reporting of a program that ensures that obligations are drafted and proceed through the process lifecycle to completion and to support an ongoing change management process. This includes building awareness of the program in the Firm and ensuring consistency in global understanding and dissemination of regulatory requirements.

Your responsibilities will include, but not limited to:

- Delivering the Compliance OLO & LRCM agenda through ongoing development, implementation of business as usual models and ongoing delivery against SLAs
- Partnering and seeking synergies across the department to ensure a consistent approach on models and processes
- Support the Compliance OLO & LRCM Control processes (Challenger Framework etc.) and Escalation Frameworks, supporting the development of future requirements
- Work collaboratively with broader Risk & Compliance OLO & LRCM Program teams (inc technology & QA) and Compliance area SMEs to assist & keep abreast of developments implementing best practices wherever possible
- Partnering with stakeholders aligned to the OLO & LRCM Programs including; Legal, Compliance, Finance, Business partners and the various line of business
- Identify challenges, issues and queries, facilitating resolution and closure and any requisite remediation
- Engagement with Compliance Policy Contacts, Risk Subject Matter Experts and Lead Business Managers, ensuring appropriate oversight and governance, aligned to the Firmwide operating model
- Report on progress of OLO & LRCM to the Firmwide Risk Control Committee, OLO central and other Compliance and OLO governance bodies (e.g. Regional CRO forums)

**Minimum Skills, Experience and Qualifications**
- Being a self-starter who is able to work in a fast paced, results driven environment
- Ability to communicate and escalate appropriately across a large audience
- Strong project and/or program management experience
- Strong familiarity with the Risk Management & Compliance organization - preferred though not essential
- Highly Competent in MS PowerPoint and Excel preferred
- SQL, Alteryx, and Access with MIS preferred though not essential
- Tableau or other business intelligence experience preferred
- Experience liaising and managing technology requirements preferred
- Able to challenge and work through issues to reach a resolution alongside other teams
- Proven experience in a process driven environment
- Strong organizational skills, and exposure to issue and conflict resolution
- Strong verbal and written communication skills, including interpersonal and influencing skills
- Bachelor degree (or equivalent) preferred though not essential

J.P. Morgan is a global leader in financial services, providing strategic advice and products to the world's most prominent corporations, governments, wealthy individuals and institutional investors. Our first-class business in a first-class way approach to serving clients drives everything we do. We strive to build trusted, long-term partnerships to help our clients achieve their business objectives.

We recognize that our people are our strength and the diverse talents they bring to our global workforce are directly linked to our success. We are an equal opportunity employer and place a high value on diversity and inclusion at our company. We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. In accordance with applicable law, we make reasonable accommodations for applicants' and employees' religious practices and beliefs, as well as any mental health or phy



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