Aml Associate

2 months ago

Birmingham, United Kingdom Solicitors Regulation Authority Full time

Contract Type 1
Permanent
- Working Pattern 1
Full time - flexible working may be considered
- Working Hours 1
35 hours per week
- Salary 1
£47,562 per annum
- Location Options 1
Hybrid - home based and Birmingham
- Function Type 1
Regulation, Investigations
- 1

**We are looking for a new AML Associate to join our AML proactive supervision team to lead on our on-site inspections.**

**The team**

At the SRA, keeping money launderers out of legal services has long been a priority. Anti-money laundering (AML) in the legal sector is seeing rapid change and our AML Proactive Supervision Team helps respond to these emerging trends through ongoing engagement with law firms to improve compliance and share knowledge. Proactive supervision with firms involves engagement, as well as desk-based reviews and onsite inspections.

**The role**

As an AML Associate, you will lead on-site inspections into regulated firms and individuals across England and Wales. With your in-depth knowledge and understanding of AML legislation and practices, you will conduct reviews independently to assess firms’ compliance with AML legislation and financial sanctions. Reviewing related documents and interviewing fee earners and senior members of firms, you will be able to draw out key information to make assessments and identify risks that require action. You will engage with firms to provide high quality guidance and feedback, including compliance plans, using your expertise to brings firms into compliance.

Pro-actively collaborating with AML and wider SRA colleagues, you will support the effective delivery of SRA objectives and a joined-up approach to AML. You will be knowledgeable about financial crime regulation and the regulation of solicitors to explain our work to law firms and to contribute to the debate on how AML regulation should work.

There is a full role profile attached at the bottom of the advert which provides further information on the role and requirements.

The role requires travel across England and Wales to conduct on-site inspections, on average 1-2 days a week.

***

**What is in it for you?**
- Build relationships and engage with a range of stakeholders, firms, and individuals.
- Showcase your ability to analyse complex and technical information to identify AML risks.
- Work in a friendly collaborative team.
- Fantastic opportunities for career progression, as well as support with undertaking additional learning and qualifications.

**What we are looking for**
- At least 3 years of experience of working in a regulatory, legal or AML environment.
- Detailed knowledge and understanding of AML/CTF legislation and procedures or a strong legal background
- Experience of conducting on-site visits, inspections or investigations with law firms or equivalent businesses.
- Experience of complex cases and drafting reports in a contentious or regulatory environment.
- Effective communication skills at all levels and the ability to explain complex matters succinctly and with clarity.
- Proven ability to plan and manage own workload in a highly efficient and effective manner, and to meet competing deadlines while meeting quality criteria.

**Useful and additional information**

Typically, you will be working from home 2-3 days a week and attending on-site inspections and working from the office rest of the week.

**To apply**

**Previous applicants to this role within the last six months will not be considered.**
- The SRA is the independent regulator of solicitors and law firms in England and Wales, protecting consumers and supporting the rule of law and the administration of justice. We do this by overseeing all education and training requirements necessary to practise as a solicitor, licensing individuals and firms to practise, setting the standards of the profession and regulating and enforcing compliance against these standards.
We offer an inclusive, supportive and friendly working environment and the chance to develop your career within a professional organisation. We are committed to the health and wellbeing of staff, helping everyone to strike a good balance between personal and professional life.
Additionally, we provide a generous flexible benefits package, including gym membership with a tax only cost, an excellent defined contribution pension scheme and an additional 3% of annual basic salary upon successful completion of probation.
1

**Vacancy closing date: 05/02/2024, 09:00**

**The Solicitors Regulation Authority is an Equal Opportunities Employer.**

**Diversity and inclusion is central to everything we do. We are actively committed to promoting and participating in good practice in the way that we attract, recruit and retain staff.**

**Everyone is encouraged to bring their whole self to work because we appreciate the value that a truly diverse workforce brings to an organisation. We celebrate difference, recognising the benefits this brings to our inclusive culture, including age, disability, gender id

  • Aml Associate

    1 week ago

    Birmingham, United Kingdom Solicitors Regulation Authority Full time

    Contract Type Permanent - Working Pattern Full time - flexible working may be considered - Working Hours 35 hours per week - Salary £39,100 per annum - Location Options Hybrid - home based and Birmingham - Function Type Investigations **We are looking for a new AML Associate to join our AML team to lead on-site reviews.** **The team** At the SRA, keeping...

  • Aml Associate

    2 days ago

    Birmingham, United Kingdom Solicitors Regulation Authority Full time

    Contract Type 1 Permanent - Working Pattern 1 Full time - flexible working may be considered - Working Hours 1 35 hours per week - Salary 1 £47,562 per annum - Location Options 1 Hybrid - home based and Birmingham - Function Type 1 Regulation, Investigations - 1 **We are looking for a new AML Associate to join our AML proactive supervision team to lead on...

  • Aml Investigation Officer

    2 weeks ago

    Birmingham, United Kingdom Solicitors Regulation Authority Full time

    Contract Type 1 Permanent - Working Pattern 1 Full time - flexible working may be considered - Working Hours 1 35 hours - Salary 1 £40,425 per annum - Location Options 1 Hybrid - home based and Birmingham - Function Type 1 Investigations - 1 We are looking to recruit an AML Investigation Officer to join our AML Directorate and AML Investigations Team. The...

  • Aml Investigation Officer

    2 days ago

    Birmingham, United Kingdom Solicitors Regulation Authority Full time

    Contract Type Permanent - Working Pattern Full time - flexible working may be considered - Working Hours 35 hours - Salary £36,293 per annum - Location Options Hybrid - home based and Birmingham - Function Type Investigations We are looking to recruit an AML Investigation Officer to join our growing AML Directorate and AML Investigations Team. The role...

  • Aml Qc Analyst

    3 weeks ago

    Birmingham, United Kingdom AMS Contingent Full time

    We are AMS, a global total workforce solutions firm enabling organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) service acts as an extension of our clients' recruitmentteam and provides professional interim solutions and temporary resources. **Job description -...

  • Aml Qc Analyst

    2 weeks ago

    Birmingham, United Kingdom AMS Contingent Full time

    We are AMS, a global total workforce solutions firm enabling organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) service acts as an extension of our clients' recruitmentteam and provides professional interim solutions and temporary resources. Our client, Deutsche...

  • AML/KYC Analyst

    1 day ago

    Birmingham, United Kingdom KPMG-UnitedKingdom Full time

    Job description AML/KYC Analyst (12 month FTC) Base Location: Birmingham / Watford plus network of 20 offices nationally: The KPMG Risk Operations function is a cornerstone of our UK business. Operating from 20 UK locations and sitting with KPMG Central Services we do work that matters. Within Central Services we are part of a community of experts across...

  • AML/KYC Analyst

    4 weeks ago

    Birmingham, United Kingdom KPMG Full time

    Job description AML/KYC Analyst (12 month FTC) Base Location: Birmingham / Watford plus network of 20 offices nationally: www.kpmg88careers.co.uk/experienced-professional/#LeBlender.OfficeLocations The KPMG Risk Operations function is a cornerstone of our UK business. Operating from 20 UK locations and sitting with KPMG Central Services we do work that...

  • Aml Transaction Monitoring Analyst Tm Triage

    2 weeks ago

    Birmingham, United Kingdom AMS Contingent Full time

    We are AMS, a global total workforce solutions firm enabling organisations to thrive in an age of constant change by building, re-shaping, and optimising workforces. Our Contingent Workforce Solutions (CWS) service acts as an extension of our clients' recruitmentteam and provides professional interim solutions and temporary resources. We are AMS, a global...

  • Internal Audit, AML and Fraud Risk Vice President/Senior Associate

    1 week ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Goldman Sachs Birmingham, United Kingdom Posted 29 days ago Permanent Competitive Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham INTERNAL AUDIT In Internal...

  • Internal Audit, AML and Fraud Risk Vice President/Senior Associate

    1 week ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Goldman Sachs Birmingham, United Kingdom Posted 29 days ago Permanent Competitive Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham INTERNAL AUDIT In Internal...

  • Internal Audit, AML and Fraud Risk Vice President/Senior Associate

    7 days ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Goldman Sachs Birmingham, United Kingdom Posted 29 days ago Permanent Competitive Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham INTERNAL AUDIT In Internal...

  • Internal Audit, AML and Fraud Risk Vice President/Senior Associate

    7 days ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Goldman Sachs Birmingham, United Kingdom Posted 29 days ago Permanent Competitive Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham INTERNAL AUDIT In Internal...

  • Internal Audit, AML and Fraud Risk Vice President/Senior Associate

    7 days ago

    Birmingham, United Kingdom Goldman Sachs Full time

    Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham Goldman Sachs Birmingham, United Kingdom Posted 29 days ago Permanent Competitive Internal Audit, AML and Fraud Risk Vice President/Senior Associate - Birmingham INTERNAL AUDIT In Internal...

  • Asset Management Analyst or Associate

    2 weeks ago

    Birmingham, United Kingdom Capital Dynamics Full time

    Role: Analyst OR Associate - Investor Client Relations (Private Equity) Capital Dynamics is an independent global asset management firm focusing on private assets, including clean energy, private equity (primaries, secondaries and co-investments) and private credit. Established in 1988, the Firm has extensive knowledge and experience developing...

  • Asset Management Analyst or Associate

    2 weeks ago

    Birmingham, United Kingdom Capital Dynamics Full time

    Role: Analyst OR Associate - Investor Client Relations (Private Equity) Capital Dynamics is an independent global asset management firm focusing on private assets, including clean energy, private equity (primaries, secondaries and co-investments) and private credit. Established in 1988, the Firm has extensive knowledge and experience developing...

  • Asset Management Analyst or Associate

    1 week ago

    Birmingham, United Kingdom Capital Dynamics Full time

    Role: Analyst OR Associate - Investor Relationship Management (Private Equity) Office based with flexible working (3 days in office per week / 2 days from home). Capital Dynamics is an independent global asset management firm focusing on private assets, including Clean Energy and Private Equity (Primaries, Secondaries and Co-investments). ...

  • Asset Management Analyst or Associate

    1 week ago

    Birmingham, United Kingdom Capital Dynamics Full time

    Role: Analyst OR Associate - Investor Relationship Management (Private Equity) Office based with flexible working (3 days in office per week / 2 days from home). Capital Dynamics is an independent global asset management firm focusing on private assets, including Clean Energy and Private Equity (Primaries, Secondaries and Co-investments). ...

  • Asset Management Analyst or Associate

    2 weeks ago

    Birmingham, United Kingdom Capital Dynamics Full time

    Role: Analyst OR Associate - Investor Relations Management (Private Equity) Capital Dynamics is an independent global asset management firm focusing on private assets, including clean energy, private equity (primaries, secondaries and co-investments) and private credit. Established in 1988, the Firm has extensive knowledge and experience developing...

  • Asset Management Analyst or Associate

    2 weeks ago

    Birmingham, United Kingdom Capital Dynamics Full time

    Role: Analyst OR Associate - Investor Relations Management (Private Equity) Capital Dynamics is an independent global asset management firm focusing on private assets, including clean energy, private equity (primaries, secondaries and co-investments) and private credit. Established in 1988, the Firm has extensive knowledge and experience developing...