Group Compliance Officer Insurance

2 weeks ago

London, United Kingdom Arthur Full time

**Group Compliance Monitoring Officer (Insurance)
£50,000 - £60,000
Hybrid/Flexible working
London UK**The role**
The role sits within the Risk & Assurance team and reports to the Head of Department.
Providing regulatory assurance is critical to this role and the company’s overarching governance. This role plays a key role in assessing the level of compliance and regulatory maturity of the businesses and potential regulatory and client outcome risks. Thisis accomplished by carrying out risk based monitoring and thematic reviews across the business, identifying and recommending a programme of proportionate risk mitigation across a broad range of business activities. The role requires the role holder to:

- Be able to act as a ‘critical friend’ to the business, delivering constructive challenge and identifying solutions to address issues that are identified;
- Have a strong understanding of the UK’s regulatory regime as it applies to general insurance activities;
- Have excellent communication (verbal and written), stakeholder management, influencing, teamwork and analytical skills;
- Have excellent planning and execution skills and be able to work objectively and independently, producing work within agreed timescales to a high standard; and,
- Travel to a range of UK destinations to undertake fieldwork.

This role involves working with a wide range of senior stakeholders across the businesses and working with other areas such as the Group Conduct Officers/Compliance Business Partners.
**Ideal person profile**
- Has previous experience of undertaking a similar compliance monitoring/assurance role ideally in other brokers or insurers, or other areas of financial services. Likely to have 2-3 years compliance monitoring experience;
- Is a confident, persuasive and articulate communicator and capable of robust dialogue;
- Proven track record in delivering practical and actionable recommendations that are understood, taken on board and delivered by the business;
- Strong technical, practical and working knowledge of FCA GI regulation, ideally with London Market and MGA experience, knowledge of other relevant regulation/legislation such as GDPR and IDD are required, and a basic understanding of risk management principleswould be beneficial;
- Likely to be educated to degree level and ACII or compliance qualification would be an advantage; and,
**You must have at least 2 years relevant experience within Insurance to be considered for this position.

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