Compliance Officer

7 months ago


Wokingham, United Kingdom LJW Recruitment Solutions Full time

I am currently working with a reputable and forward thinking Legal 500 firm in Wokingham who are looking for a Legal Compliance Officer to Join their expanding team.

Main Functions and Responsibilities
- **Support and Assist Compliance Officers**: Provide ongoing assistance to the COLP, COFA, MLRO, and DPO in their daily compliance activities.
- **Ensure Regulatory Compliance**: Maintain adherence to government and SRA regulations, investigating any irregularities.
- **Monitor Compliance**: Ensure CI follows legal and ethical guidelines consistently.
- **Identify Potential Risks**: Detect activities and practices that may risk violating regulations and SRA standards.
- **Manage Conflict Queries**: Handle conflict queries, including higher-risk conflicts, in collaboration with the relevant Officer.
- **Conduct Risk Assessments**: Perform regular risk assessments to understand compliance risks, their scope, and significance.
- **Update Documentation**: Undertake administrative tasks to ensure all policies, plans, and procedures are current.
- **Assist Operations Team**: Support the Operations Team with various tasks as needed.

Requirements and Skills
- **Regulatory Knowledge**: Understanding of laws and regulations applicable to CI.
- **Data Analysis**: Ability to research, interpret, and analyze data.
- **Computer Proficiency**: Strong knowledge of Office 365.
- **Excellent Communication**: Capability to convey regulations and laws to all employees clearly.
- **Critical Thinking**: Ability to assess guidelines and implement them effectively.
- **Problem Solving**: Identify noncompliance risks and ensure they are mitigated and eliminated.
- **Attention to Detail**: Maintain a high level of accuracy and thoroughness.
- **Multitasking Ability**: Effectively set priorities and manage time.
- **Independence**: Ability to work independently with mínimal supervision.
- **Legal Sector Experience**: Previous experience in the legal sector is desirable.

The Role
- **Working Hours**: 9:00 AM to 5:30 PM, Monday to Friday
- **Location**: Wokingham

Pay: £35,000.00-£40,000.00 per year

**Benefits**:

- Company pension
- Private medical insurance
- Work from home

Schedule:

- Monday to Friday

Work Location: In person


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