Senior Regulatory Executive

5 days ago

Reading, United Kingdom Deriv Full time

Job Information

Industry
- Legal & Compliance

City
- Reading

Country
- United Kingdom

As a Senior Regulatory Executive, your role will involve ensuring that Deriv Group fulfills all its legal and regulatory obligations as per its respective licenses. You will be responsible for implementing and monitoring internal controls to ensure compliance with regulatory requirements. Your expertise in regulations surrounding investment services, payment service providers, and electronic money institutions will be critical in this role. You will report to the Regulatory Team Leads.

**Your challenges**
- Ensure Deriv remains compliant with regulations. Maintain awareness of regulatory developments within and outside of the company.
- Keep abreast of evolving best practices in compliance controls.
- Engage in the fulfilment and delivery of compliance programs and compile compliance reports.
- Monitor legislative and regulatory developments that may affect Deriv Group and its operations. Disseminate relevant information to key stakeholders and provide recommendations where applicable.
- Support the implementation and monitoring of internal controls to ensure compliance with regulatory requirements.
- Create, maintain, and implement compliance-related policies, conduct internal compliance reviews, and perform legislative gap analyses.
- Prepare risk assessments to support the decision-making process for risk mitigation.
- Compile regulatory reports, including information requests, data, and responses to Consultation Papers, as required.
- Participate in onsite/remote internal/external meetings and conferences with other teams, regulatory authorities, or other external parties as required to exchange information and develop relationships and processes in the team's/company's interest.

**Requirements**:

- 5+ years of experience in Regulatory
- A university degree in commerce, law, or risk management
- Significant understanding of legal and regulatory compliance
- In-depth understanding of the regulatory frameworks surrounding investment services
- Proficiency in Microsoft Office and other major office suites
- A knack for absorbing and comprehending compliance matters in international jurisdictions
- Strong interpersonal skills and the capability to work with all levels of personnel with a high degree of integrity and maturity
- Attention to detail, excellent organisational skills, with the ability to work on multiple priorities simultaneously
- A can-do attitude with an eagerness to learn and develop your career
- Excellent spoken and written English communication skills

**What’s good to have**
- Diploma in Governance Risk and Compliance from the International Compliance Association (ICA) or equivalent qualifications in the compliance field
- Knowledge of the MiFID regime and other EU legislations, including EMIR, MiFIR and MAR
- Keeping up-to-date with the developments of fintech solutions and the applicable legislation that may affect Deriv Group

**Benefits**:

- Market-based salary
- Annual performance bonus
- Health benefits
- Casual dress code
- Travel and internet allowances

  • Senior Regulatory Compliance Executive

    7 months ago

    Reading, United Kingdom Deriv Full time

    Job Information Job Opening ID - ZR_1509_JOB Industry - Legal & Compliance City - Reading Country - United Kingdom As a Senior Regulatory Compliance Executive at Deriv, you’ll be at the forefront of our compliance efforts. You’ll join a dedicated regulatory team in the Group’s compliance department, which looks after multiple aspects related to...

  • Senior Procurement Executive

    3 weeks ago

    Reading, Reading, United Kingdom 1st Executive Full time

    Job SummaryWe are recruiting a Senior Commercial Manager to join our team at 1st Executive.This is an exciting opportunity for a highly skilled professional to take on a challenging role that requires strong commercial acumen and experience in complex programmes technical, project management, and infrastructure projects.About the Position:As a Senior...

  • Regulatory Affairs Specialist

    3 weeks ago

    Reading, Reading, United Kingdom Thames Water Utilites Full time

    Job SummaryAs a Regulatory Affairs Specialist at Thames Water Utilities, you will play a critical role in providing expert advice and analysis to support the annual business planning cycle and to develop strategy and tactics for the quinquennial review of price controls. This includes drafting and managing responses to Ofwat consultations on economic and...

  • Regulatory Compliance Manager

    6 days ago

    Reading, Reading, United Kingdom Austin Fraser Full time

    Regulatory Expertise OpportunityWe are seeking an experienced Regulatory Compliance professional to join our busy advisory team. As a key member of the team, you will be responsible for leading advisory projects, leveraging your expertise in Financial Services regulation, conduct, and operational risk related issues.This role offers the chance to work on...

  • Regulatory Analyst

    4 weeks ago

    Reading, United Kingdom Thames Water Full time

    We are looking for individuals who have a strong background in economics and econometric modelling, combined with a critical thinking approach to analysis.The team’s role is to provide insight and understanding into the delivery, operations and efficiency of our services, using econometrics and statistical tools. You will report and present your findings...

  • Regulatory Compliance Expert

    3 weeks ago

    Reading, Reading, United Kingdom CV-Library Full time

    Job SummaryThis is an exciting opportunity for a highly motivated and experienced Regulatory Compliance Expert to join our team at CV-Library in Berkshire, UK. As a key member of our global regulatory affairs team, you will play a critical role in ensuring compliance with all relevant regulations related to the production, distribution, and marketing of our...

  • Head of Legal

    7 months ago

    Reading, United Kingdom Primark Full time

    **Head of Legal -** **Environmental, Social, Governance & Regulatory** Our Legal teams are right at the heart of what we do. Surrounded by some of the best legal professionals in the industry, you’ll bring your own ideas to the business - helping to shape the experience of our customers as part of a forward-thinking team. As the Head of Legal, you will...

  • Regulatory Affairs Manager

    4 weeks ago

    Reading, United Kingdom Cranleigh Stem, Sustainability & Sheq Recruitment Full time

    Job Description The Role This newly established global position is critical to ensuring compliance with all relevant regulations related to the production, distribution, and marketing of our clients' veterinary diagnostic products.As the Regulatory Affairs Manager, you will play a key role in shaping and implementing a regulatory strategy that aligns with...

  • Senior Regulatory Advisor

    3 weeks ago

    Reading, Reading, United Kingdom Stantec Full time

    We are looking for an experienced Senior Regulatory Advisor to join our Regulation, Economics and Assurance team. As a Senior Consultant, you will work closely with clients to identify wider improvement opportunities and develop asset management strategies that deliver value.About the Role:Support our Technical Director of Regulation, Economics and Assurance...

  • Senior Regulatory Lawyer Opportunity

    2 weeks ago

    Reading, Reading, United Kingdom Michael Page (UK) Full time

    **Key Responsibilities**The Senior Regulatory Lawyer will be responsible for managing their own caseload and reporting to the client and the Head of Legal Service Delivery on the progress of cases being handled by the O&R team. They will actively contribute to the management of the wider MLS team, MLS operations and deliverables under the MLS contract with...

  • Veterinary Diagnostic Regulatory Manager

    2 weeks ago

    Reading, Reading, United Kingdom Cranleigh STEM, Sustainability & SHEQ Recruitment Full time

    Job OverviewCranleigh STEM, Sustainability & SHEQ Recruitment is seeking a highly motivated Regulatory Affairs Manager to join our team. As a key member of our organization, you will be responsible for developing and executing a regulatory strategy that supports the registration of products and facilities in line with applicable regulatory requirements.The...

  • Senior Financial Accountant

    3 weeks ago

    Reading, Reading, United Kingdom Hays Senior Finance Full time

    Job Title: Senior Financial AccountantAt Hays Senior Finance, we are seeking a highly skilled Senior Financial Accountant to join our dynamic finance team in Reading, UK. This is an exciting opportunity for a qualified accountant to make an impact in a cutting-edge tech company with a collaborative and forward-thinking culture.We offer an attractive salary...

  • Senior Commercial Manager

    6 days ago

    Reading, Reading, United Kingdom 1st Executive Full time

    Job DescriptionWe are seeking a highly experienced Senior Commercial Manager to join our team at 1st Executive. The successful candidate will have a strong background in complex programmes, technical project management, and experience in large infrastructure projects.The Senior Commercial Manager will be responsible for managing the day-to-day commercial...

  • Commercial Manager Senior Leader

    2 weeks ago

    Reading, Reading, United Kingdom 1st Executive Full time

    Job Summary:We are seeking a highly experienced Senior Commercial Manager to join our team at 1st Executive. The ideal candidate will have a strong background in complex programmes, technical project management, and experience in large infrastructure projects.About the Role:Lead commercial and contractual management aspects of projects.Manage project...

  • Regulatory Compliance Specialist

    2 weeks ago

    Reading, Reading, United Kingdom Cranleigh STEM, Sustainability & SHEQ Recruitment Full time

    Job Title: Regulatory Affairs ManagerWe are seeking a highly skilled Regulatory Affairs Manager to join our team at Cranleigh STEM, Sustainability & SHEQ Recruitment. As a key member of our organization, you will play a critical role in shaping and implementing a regulatory strategy that aligns with our business goals and growth trajectory.Based at our UK...

  • Veterinary Regulatory Affairs Specialist

    3 weeks ago

    Reading, Reading, United Kingdom CV-Library Full time

    About UsCV-Library is a leading job board platform that connects job seekers with top employers across various industries. We are committed to providing our users with the best possible experience, and we're looking for talented individuals like you to join our team.The JobWe are seeking a skilled Veterinary Regulatory Affairs Specialist to join our global...

  • Regulatory Response Senior Scientist

    5 days ago

    Reading, United Kingdom Thames Water Full time

    **Who are we?** Thames Water is the UK’s largest water and wastewater company. We make a daily difference to our 15 million customers by supplying 2.6 billion litres of water through 32,000 km of pipes, keeping taps flowing and toilets flushing. At Thames Water, every one of our actions, big and small, matters every day. Water is essential to life, so our...

  • Regulatory Compliance Officer

    4 days ago

    Reading, Reading, United Kingdom Edgy Design Studio - Goedgy Full time

    We are looking for a talented Regulatory Compliance Officer to support our team in maintaining our top regulatory rating for governance. The successful candidate will have a genuine interest in governance qualifications and/or data protection.In this role, you will work with our team to provide high-quality services to our non-executives and other...

  • Senior Financial Reporting Manager

    1 week ago

    Reading, Reading, United Kingdom Hays Senior Finance Full time

    Job Description:Senior Financial Reporting ManagerHays Senior Finance is seeking a highly experienced senior financial reporting manager to join our finance team in Reading, UK. As a key member of our team, you will play a vital role in developing and implementing financial reporting strategies, managing financial transactions, and providing insightful...

  • Regulatory Investigations Manager

    7 days ago

    Reading, United Kingdom Thames Water Full time

    **Who are we?** Thames Water is the UK’s largest water and wastewater company. We make a daily difference to our 15 million customers by supplying 2.6 billion litres of water through 32,000 km of pipes_,_ keeping taps flowing and toilets flushing.? At Thames Water, every one of our actions, big and small, matters every day. Water is essential to life, so...