Product Governance Junior Associate, Regulatory

5 months ago

Leeds, United Kingdom Link Group Full time

**Overview**

As part of a small team, reporting into the Product Governance - Manager, you will be a Junior Associate member of the team responsible for fund regulatory documents including Prospectus and KIID; as well as liaising with the FCA, Depositary and the wider WS Business.

Strong organisation and comprehension skills are required and the role is to work as part of the wider team in ensuring that the products are reviewed and maintained in compliance with applicable regulations, industry standards, internal policies and to implement necessary controls to mitigate potential risks.

You will be required to collaborate with cross-functional teams both internally and externally to assist in the establishment of product governance throughout our scheme documents. frameworks and processes.

**Key Accountabilities and main responsibilities**
- Review of scheme documentation (full and simplified prospectus, KIID, PRIIP, instrument of incorporation / trust deed) to ensure that prospectuses, simplified prospectuses, KIID, PRIIP and EMT are in line with regulatory requirements.
- Assisting in projects/updates, organising and assisting with the wider team workload.
- Assist with responses with the FCA and trustee / depositary on all matters relating to prospectuses, simplified prospectuses, KIID, PRIIP and EMT - this will include regular reviews and amendments.
- Track and update MI on progress of prospectus approval matters with FCA and depositary.
- Ongoing maintenance of procedures and policies.
- Ensure documentation is maintained to a satisfactory standard.
- Understanding different requirements under the required regulator and various product types KIID, PRIIPS, EPT and EMT
- Ensuring all breaches are raised and correctly completed.
- Each member of staff has responsibility to adhere to Group’s policies and procedures; to ensure operational controls are carried out in accordance with laid down procedures, and to ensure the ongoing mitigation of business risk. In this regard regular training should be agreed with the departmental manager / team leader.

**Experience & Personal Attributes**

Required
- Ability to work to deadlines and to also be able to deal with high volumed work loads.
- Good interpersonal skills are essential when liaising with internal and external stakeholders
- Experience of working in a regulated firm in the financial services industry
- Excellent recordkeeping, as well as written and verbal communication skills both within the team and the wider areas of the company.
- Excellent communication skills - both written and verbal
- Attention to detail
- Team orientated approach
- An innovative outlook, with the ability to look for change and continuous improvement
- Time management, able to prioritise workloads

Desirable
- Intend to undertake or have undertaken the IMC modules

We are a leading independent Authorised Fund Manager and provider of fund administration and transfer agency services.

We leverage our specialist knowledge and technology to support traditional and alternative funds in UK, Ireland, Luxembourg and Australia. With a focus on strong governance, regulatory expertise and risk management, our business helps to manage regulatory compliance for asset managers and investors.

Our unique place in the market, combined with our partnership approach, depth of experience and well-invested systems, enables us to support investment managers through the challenges of changing market and investor needs, and, as a result, help them to enhance returns, minimise costs and mitigate their risks.

Link Group is building a dynamic, client focused, caring and inclusive culture that is built on the foundations of an entrepreneurial spirit, effective risk management, empathy and trust, and underpinned by its core values.

We are an inclusive employer whose people work collaboratively. We encourage, support and value the various talents and perspectives of our people and promote a flexible and blended work environment where our people can thrive and their wellbeing is supported. We know that diversity drives better client outcomes, continuous improvement, and growth. Be part of the Link Group journey and together we will achieve our full potential.

We treat all individuals fairly and equitably and do not discriminate on the basis of diverse characteristics including, but not limited to gender, gender identity, sexual orientation, age, ethnicity, cultural background, physical abilities/disabilities, religious or political belief, marital or family status or carers responsibilities.

  • Product Governance Specialist

    1 month ago

    Leeds, Leeds, United Kingdom SPG Resourcing Full time

    Product Governance Specialist **About the Role** We are seeking a Product Governance Specialist to join our team at SPG Resourcing. As a key member of our UW Standards & Governance team, you will play a crucial role in ensuring regulatory adherence for all products throughout their lifecycle. **Key Responsibilities** * Manage the annual review plan and...

  • Product Governance Specialist

    1 month ago

    Leeds, Leeds, United Kingdom SPG Resourcing Full time

    Product Governance Specialist **About the Role** We are seeking a Product Governance Specialist to join our team at SPG Resourcing. As a key member of our UW Standards & Governance team, you will play a crucial role in ensuring regulatory adherence for all products throughout their lifecycle. **Key Responsibilities** * Manage the annual review plan and...

  • Product Governance Specialist

    4 weeks ago

    Leeds, Leeds, United Kingdom SPG Resourcing Full time

    Job Title:Product Governance and Analytics LeadJob Summary:We are seeking a highly skilled Product Governance and Analytics Lead to join our team at SPG Resourcing. As a key member of our UW Standards & Governance team, you will be responsible for ensuring regulatory adherence for all products throughout their lifecycle.Key Responsibilities:Manage the annual...

  • Product Governance Specialist

    4 weeks ago

    Leeds, Leeds, United Kingdom SPG Resourcing Full time

    Job Title:Product Governance and Analytics LeadJob Summary:We are seeking a highly skilled Product Governance and Analytics Lead to join our team at SPG Resourcing. As a key member of our UW Standards & Governance team, you will be responsible for ensuring regulatory adherence for all products throughout their lifecycle.Key Responsibilities:Manage the annual...

  • Product Governance Specialist

    3 weeks ago

    Leeds, Leeds, United Kingdom SPG Resourcing Full time

    About the RoleWe are seeking a highly skilled Product Governance Specialist to join our team at SPG Resourcing. As a key member of our UW Standards & Governance team, you will play a critical role in ensuring regulatory adherence for all products throughout their lifecycle.Key ResponsibilitiesManage the annual review plan and maintain the product register...

  • Product Governance Specialist

    4 weeks ago

    Leeds, Leeds, United Kingdom SPG Resourcing Full time

    About the RoleWe are seeking a highly skilled Product Governance Specialist to join our team at SPG Resourcing. As a key member of our UW Standards & Governance team, you will play a critical role in ensuring regulatory adherence for all products throughout their lifecycle.Key ResponsibilitiesManage the annual review plan and maintain the product register...

  • Product Stewardship Specialist

    3 weeks ago

    Leeds, United Kingdom VRS Regulatory Full time

    Global household name speciality chemical companyResponsibility for National and Regional regulatory compliance Diverse business units – complex aqueous mixtures and substancesBecome a regulatory subject matter expert This will be a highly diverse role; typical duties include answering complex customer regulatory enquiries, researching/impact assessing...

  • Product Analytics and Governance Lead

    4 weeks ago

    Leeds, Leeds, United Kingdom SPG Resourcing Full time

    Product Analytics and Governance LeadAt SPG Resourcing, we are seeking a highly skilled Product Analytics and Governance Lead to join our dynamic team. This is a critical leadership role aimed at optimizing product performance, enhancing data-driven decision-making, and ensuring compliance with governance standards.This role will include responsibility for...

  • Product Analytics and Governance Lead

    4 weeks ago

    Leeds, Leeds, United Kingdom SPG Resourcing Full time

    Product Analytics and Governance LeadAt SPG Resourcing, we are seeking a highly skilled Product Analytics and Governance Lead to join our dynamic team. This is a critical leadership role aimed at optimizing product performance, enhancing data-driven decision-making, and ensuring compliance with governance standards.This role will include responsibility for...

  • Regulatory Senior Associate

    2 months ago

    Leeds, United Kingdom Grist Legal Recruitment Full time

    Regulatory Senior Associate   A Leading national law firm has a requirement for a Regulatory Senior Associate to join a leading Regulatory team dealing with Regulators across Health, Education, Care and Law in their Leeds office.The department have worked on some of the most complex and high profile cases faced by professional regulators and the successful...

  • Health, Commercial

    4 months ago

    Leeds, United Kingdom Clayton Legal Full time

    My client is a renowned international commercial law firm, with offices across the globe. With more than 950 dedicated professionals, including 200 partners and legal directors, they provide top-notch legal advice and strategic guidance. Their Healthcare Commercial & Regulatory department in Leeds is expanding rapidly, and they’re seeking an Associate...

  • Regulatory Affairs Specialist

    2 weeks ago

    Leeds, Leeds, United Kingdom Lifelancer Full time

    Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified Principal Regulatory Affairs Consultant (Associate Director level) with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecules. This is a unique opportunity to showcase your technical skills, specialist...

  • Regulatory Affairs Specialist

    3 weeks ago

    Leeds, Leeds, United Kingdom Lifelancer Full time

    Job Title: Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified Principal Regulatory Affairs Consultant (Associate Director level) with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecule. The ideal candidate will possess strong regulatory affairs experience,...

  • Regulatory Affairs Specialist

    3 weeks ago

    Leeds, Leeds, United Kingdom Lifelancer Full time

    Job Title: Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified Principal Regulatory Affairs Consultant (Associate Director level) with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecule. The ideal candidate will possess strong regulatory affairs experience,...

  • Regulatory Affairs Specialist

    2 weeks ago

    Leeds, Leeds, United Kingdom Lifelancer Full time

    Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified Principal Regulatory Affairs Consultant (Associate Director level) with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecules. This is a unique opportunity to showcase your technical skills, specialist...

  • Regulatory Affairs Specialist

    3 weeks ago

    Leeds, Leeds, United Kingdom Lifelancer Full time

    Job Title: Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified Principal Regulatory Affairs Consultant (Associate Director level) with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecule. The ideal candidate will possess strong regulatory affairs experience,...

  • Regulatory Affairs Specialist

    3 weeks ago

    Leeds, Leeds, United Kingdom Lifelancer Full time

    Job Title: Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified Principal Regulatory Affairs Consultant (Associate Director level) with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecule. The ideal candidate will possess strong regulatory affairs experience,...

  • Regulatory Affairs Specialist

    2 weeks ago

    Leeds, Leeds, United Kingdom Lifelancer Full time

    Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified Principal Regulatory Affairs Consultant with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecules. The ideal candidate will possess strong regulatory affairs experience, project management skills, and in-depth...

  • Regulatory Affairs Specialist

    2 weeks ago

    Leeds, Leeds, United Kingdom Lifelancer Full time

    Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified Principal Regulatory Affairs Consultant with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecules. The ideal candidate will possess strong regulatory affairs experience, project management skills, and in-depth...

  • Regulatory Affairs Specialist

    4 weeks ago

    Leeds, Leeds, United Kingdom CTI Clinical Trial and Consulting Services Full time

    Principal Regulatory Affairs ConsultantParexel, a leading Clinical Research Organization (CRO), is seeking a highly qualified professional with expertise in Chemistry, Manufacturing, and Controls (CMC) for small molecules. The ideal candidate will possess strong regulatory affairs experience, project management skills, and in-depth knowledge of post-approval...