Compliance & Quality Assurance Analyst

1 month ago


West Midlands, United Kingdom Lutine Bell Full time

Being aware of industry developments / initiatives in the area of regulation
- Developing and maintaining a detailed knowledge of the FCA and other regulatory requirements
- Contributing to the development of the Compliance frameworks and supporting processes
- Working with the business areas to execute on those frameworks and processes
- Creating a Quality Assurance framework which operates across our business
- Working the business to execute on the Quality Assurance framework and to embed effective assurance processes
- Playing a key role in organising and carrying out compliance audits across the group
- Playing a key role in conducting regular monitoring of MI (including file checks and call monitoring) and prepare reports for the senior leadership team accordingly
- Assisting in developing and maintaining intranet based compliance manuals, policies and procedures



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