Compliance Assurance Analyst

3 weeks ago

Peterborough, United Kingdom GerrardWhite Full time

Do you have experience working in a regulated enviornment or compliance focused role?

Are you looking for that next step in you career?

We are currently recruiting for a Compliance Assurance Analyst to join a hugely successful and growing insurance business in their offices in Peterborough (on a hybrid basis).

**Overview**:
Support in the delivery of the Risk & Compliance Assurance Team's annual compliance assurance plan. Involvement in all elements of the compliance assurance review process, from notification and planning through to testing and reporting including the collationof testing results for discussion with key stakeholders and collaboration with business areas to agree appropriate actions for remediation and improvement.

**Responsibilities**:

- Responsible for maintaining and executing against assigned areas of the annual compliance assurance plan, providing progress updates and outcomes of completed testing.
- Responsible for reporting results and proposed actions back to operational management to agree actions for any areas where controls and processes could be improved.
- Maintain effective relationships with stakeholders to follow up on actions, supporting timely completion and escalating effectively when necessary.
- Support with reporting by providing insight on risk metrics and assurance activities.
- Input into the scope areas for the annual compliance assurance plan
- Maintenance of assurance records including updating the Risk Management System with reports and action tracking evidence.

**Qualifications**:

- Maintaining a solid and current level of knowledge of group risk areas, as well as a working understanding of FCA regulations, CMA regulations, FOS requirements and ICO requirements.
- Understanding of key operational, technology, conduct / regulatory processes, and back-office processes relevant to assigned assurance activities.
- Working knowledge (ideally gained through prior experience) of customer systems.
- Thorough and detailed approach to methodical testing, evidencing, and recording results.
- Good written skills to document findings and propose actions.
- Strong relationships with operational management to enable effective feedback of results which leads to actions to improve control.
- Appropriate qualifications (ICA / IRM / IIA) or willingness to work towards it

**Job Title**: Compliance Assurance Analyst

**Location**: UK-Peterborough (Flexible)

**Salary**:£24,000 - £32,000

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