Compliance Manager

The Role:If you want to know about the requirements for this role, read on for all the relevant information.This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the...

The Role:If you want to know about the requirements for this role, read on for all the relevant information.This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the...

The Role:This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the regulatory regime.The Senior Compliance Lead will play a key role in ensuring that SMF has...

The Role:This role will operate independent of business operations to provide proficient advice and assist SMFL on a wide range of compliance matters, including regulatory and conduct risk issues, to ensure ongoing compliance with its obligations under the regulatory regime.The Senior Compliance Lead will play a key role in ensuring that SMF has...

The Compliance Coordinator will ensure that the company's operations adhere to legal standards and in-house policies. The role encompasses a broad range of tasks, including risk management, business continuity planning, and policy review and implementation. Client Details This client is a well-established company in the professional services sector....

The Compliance Coordinator will ensure that the company's operations adhere to legal standards and in-house policies. The role encompasses a broad range of tasks, including risk management, business continuity planning, and policy review and implementation.Client DetailsThis client is a well-established company in the professional services sector. With a...

**Quality and Compliance Co Ordinator - Chester** **About the Role** As a Co Ordinator in the Quality and Compliance Team you will need to: Conduct Compliance file reviews on selected matters across all of our fee earning teams. - Assist with the annual returns for the firms various Quality and Compliance accreditations including Lexcel, CQS, WIQs, and...

Quality and Compliance Coordinator Chester £ DOE - Plus 5 weeks holiday increasing with long service, Enhanced pension, healthcare scheme plus more ….. My well-established client based in Chester is looking for a Quality and Compliance Coordinator to join its friendly team. Previous experience in a compliance department - ideally within a law or financial...

The Compliance Coordinator will ensure that the company's operations adhere to legal standards and in-house policies. The role encompasses a broad range of tasks, including risk management, business continuity planning, and policy review and implementation. With a sizeable team located in Chester, they have a reputation for delivering high-quality services...

My client is a recognised name in the Financial Services Sectot, and due to continued growth my client is now looking to increase their team size within the Quality and Compliance department.  This opportunity would be ideal for someone with experience with the FCA sector, however you do not have to be an expert as full training will be given therefore...

Join our dynamic and rapidly growing team at Barbon, where innovation meets integrity. As a leader in tenant referencing and specialist lettings insurance, we thrive on energy, creativity, and a passion for excellence. We are seeking a highly motivated and experienced Head of Compliance to oversea and enhance our compliance framework in alignment with...

The Compliance Coordinator will ensure that the company's operations adhere to legal standards and in-house policies. The role encompasses a broad range of tasks, including risk management, business continuity planning, and policy review and implementation. Client Details This client is a well-established company in the professional services sector....

Step into a pivotal role within a dynamic Compliance Team, where your expertise will be instrumental in maintaining the highest standards of regulatory adherence and quality control. This full-time position, nestled in the heart of Chester, offers not just a workplace but a thriving environment where your contributions are valued and rewarded.Imagine a...

Join our dynamic and rapidly growing team at Barbon, where innovation meets integrity. As a leader in tenant referencing and specialist lettings insurance, we thrive on energy, creativity, and a passion for excellence. We are seeking a highly motivated and experienced Head of Compliance to oversea and enhance our compliance framework in alignment with...

1 week ago Be among the first 25 applicants Step into a pivotal role within a dynamic Compliance Team, where your expertise will be instrumental in maintaining the highest standards of regulatory adherence and quality control. This full-time position, nestled in the heart of Chester, offers not just a workplace but a thriving environment where your...

Quality and Compliance Coordinator Chester £ DOE - Plus 5 weeks holiday increasing with long service, Enhanced pension, healthcare scheme plus more ….. My well-established client based in Chester is looking for a Quality and Compliance Coordinator to join its friendly team. Previous experience in a compliance department – ideally within a law or...

Quality and Compliance Coordinator Chester £ DOE - Plus 5 weeks holiday increasing with long service, Enhanced pension, healthcare scheme plus more ….. My well-established client based in Chester is looking for a Quality and Compliance Coordinator to join its friendly team. Previous experience in a compliance department – ideally within a law or...

Step into a pivotal role within a dynamic Compliance Team, where your expertise will be instrumental in maintaining the highest standards of regulatory adherence and quality control. This full-time position, nestled in the heart of Chester, offers not just a workplace but a thriving environment where your contributions are valued and rewarded. Imagine a...

Quality and Compliance Coordinator Chester £ DOE - Plus 5 weeks holiday increasing with long service, Enhanced pension, healthcare scheme plus more ….. My well-established client based in Chester is looking for a Quality and Compliance Coordinator to join its friendly team. Previous experience in a compliance department – ideally within a law or...

Quality and Compliance CoordinatorChester£ DOE - Plus 5 weeks holiday increasing with long service, Enhanced pension, healthcare scheme plus more …..My well-established client based in Chester is looking for a Quality and Compliance Coordinator to join its friendly team. Previous experience in a compliance department – ideally within a law or financial...