Head of Compliance Assurance
1 month ago
**Head of Compliance Assurance**:
- London
- £130,000
- Sector: Banking
- Job reference: NE40100
My client is a brokerage based in central London. They are looking to hire a head of Compliance monitoring and assurance.
This is an exciting period in the companies growth. with some new senior leaders in place, they are looking for a replacement compliance monitoring expert to join their team.
You will be responsible for managing monitoring, testing, and assurance.
Ideally, they are looking for a strong monitoring VP to take the step up into a management and strategic role. You will be managing a small team and also being hands on in some reviews.
You must be working at an Investment bank or a brokerage with a minimum of 10 years of experience in compliance.
You will be joining an excellent senior management team with an extremely experienced Head of Compliance.
The salary on offer is circa £130,000 on the base plus excellent bonuses pension and benefits.
Hybrid working opportunities on offer.
-
Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed...
-
Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and...
-
Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance to hold the SMF16 & 17 registers for their London business. THE RESPONSIBILITIES: Responsible for the policies and procedures forming the compliance framework within the Branch Ensure the compliance framework is regularly reviewed and...
-
Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team. This is a great opportunity for someone to step up in to ‘Head of’ role. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the...
-
Deputy Head of Compliance
17 hours ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an international financial services company focusing on wholesale and corporate banking activities. **THE RESPONSIBILITIES**: - To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. - Oversee and manage the regulatory advisory team within the...
-
Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full time**THE COMPANY**: Our client is an asset and wealth management specialist. They are looking for a Head of Compliance & MLRO to join the London-based team on a part-time basis. **THE RESPONSIBILITIES**: - Continued development and implementation of a comprehensive compliance program, ensuring the business remains compliant with all relevant laws,...
-
Deputy Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and...
-
Deputy Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities.THE RESPONSIBILITIES:To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements.Oversee and manage the regulatory advisory team within the departmentManage and oversee the...
-
Deputy Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...
-
Deputy Head of Compliance
6 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international financial services company focusing on wholesale and corporate banking activities. THE RESPONSIBILITIES: To work closely with key stakeholders and ensure appropriate regulatory advice is provided in line with regulatory requirements. Oversee and manage the regulatory advisory team within the department Manage and oversee...
-
Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead...
-
Head of Compliance
5 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:Making sure you fit the guidelines as an applicant for this role is essential, please read the below carefully.We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead...
-
Head of Compliance
6 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
6 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
6 days ago
London, United Kingdom Compliance Professionals Full timeTHE COMPANY:We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services.THE RESPONSIBILITIES:Lead the Compliance Department with responsibility for the overarching compliance framework, resourcing and...
-
Head of Compliance
4 days ago
London, United Kingdom Compliance Professionals Full timeJob Description THE COMPANY: We are collaborating with a boutique investment bank in their search for a Head of Compliance. The bank has a strong reputation in the emerging markets space, offering their clients a range of banking services. THE RESPONSIBILITIES: Lead the Compliance Department with responsibility for the overarching compliance framework,...
-
Compliance Manager/Senior Manager
2 months ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
-
Compliance Manager/Senior Manager
2 weeks ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact assessments. Support the...
-
Senior Compliance Manager
4 days ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...
-
Senior Compliance Manager
2 months ago
London, United Kingdom Compliance Professionals Full timeOur client is an international banking group, offering a wide range of products and services including savings, loans, mortgages and insurance. THE RESPONSIBILITIES: Support the Head of Compliance in the identification, review, assessment and reporting of key regulatory changes affecting the bank, including the preparation of regulatory impact...