Associate - Regulatory Operations

3 weeks ago


London, United Kingdom StoneX Group Full time

Overview:
Permanent, full-time, hybrid #LI-Hybrid

**Responsibilities**:

- Continue to develop expert knowledge in Regulatory requirements, processes, and systems.
- Responsibility for data validation and processing of the Regulatory Reporting files.
- Investigate, remediate, and provide guidance on issues within the Regulatory reports.
- Responsibility for maintain a reconciliation processes for data validation between exchanges, source systems and the regulators to ensure completeness, accuracy, and timeliness within the reporting process.
- Provide oversight and impact assessments on Regulatory reports resulting from new markets, new products, business reorganization, system changes and new/changed regulations.
- Assist in developing controlled improvements including automation of manual processes.
- Contribute to strategic initiatives and strategic Technology developments.
- Assist in team projects to log, track, test, and update fixes in JIRA.
- Maintain all documentation related to the team.

Qualifications:

- 1 year experience in a Transaction reporting team.
- Ability to generate innovative ideas and translate strategy to execution.
- Ability to contribute to department and division wide initiatives.
- Ability to learn quickly and adapt to new changes and new challenges.
- Accuracy and attention to detail.
- Effective project and organisation skills.
- Strong communication skills.



  • London, United Kingdom VRS Regulatory Full time

    Join the regulatory affairs team at a global pest control products company.nFriendly and experienced teamnWork on compliance and registrations for a global portfolio of products.Duties will be varied and will include biocide product registrations / notifications, gathering data, compiling dossiers, liaison with testing teams, SDS authoring, classifications,...


  • London, United Kingdom Cpl Life Sciences Full time

    **Reference Number**: JO-2302-510238 Regulatory Associate **Rate**: Negotiable **Job Type**: Contract **Location**: Central London / West End CMC Specialist - 12 Months’ Contract - 2-3 Days Home Working - Middlesex - £55,000 A global organisation specialising in Oncology and Immunology is now in need of a CMC specialist with at least 12 months’...


  • London, United Kingdom Oliver James Associates Ltd. Full time

    Regulatory Risk Associate Director I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global financial...


  • City of London, Greater London, United Kingdom Oliver James Associates Ltd. Full time

    Regulatory Risk Associate Director I am looking for a experienced, client facing Regulatory Risk Associate Director for a international, market leading client. You will be based in their London office and be engaged in providing guidance, pragmatic advise and insight in to their clients regulatory and risk issues. My client works with global financial...


  • London, United Kingdom Black Swan Group Full time

    Senior Regulatory Reporting Associate – Asset Management Firm - LondonApplying for this role is straight forward Scroll down and click on Apply to be considered for this position.Company Overview:Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence,...


  • London, United Kingdom Black Swan Group Full time

    Compliance Associate – Private Credit Firm - London Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Associate...


  • London, United Kingdom Black Swan Group Full time

    Compliance Associate – Private Credit Firm - London Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a Compliance Associate...


  • London, United Kingdom Black Swan Group Full time

    Senior Regulatory Reporting Associate – Asset Management Firm - London Company Overview: Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They...


  • London, United Kingdom Black Swan Group Full time

    Senior Regulatory Reporting Associate – Asset Management Firm - London Company Overview: Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They...


  • London, United Kingdom Black Swan Group Full time

    Senior Regulatory Reporting Associate – Asset Management Firm - LondonCompany Overview:Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are...


  • London, United Kingdom Perrigo Full time

    Perrigo Company is dedicated to making lives better by bringing Quality, Affordable Self-care products that consumers trust everywhere they are sold. Help us do it. **Description Overview**: We are hiring in our central London location for a talented Regulatory Affairs Associate who will be working with regulatory activities associated with maintaining the...


  • London, United Kingdom BCL Legal Full time

    Are you poised to take your financial regulatory expertise to the next level? A prestigious firm is seeking a seasoned Managing Associate to play a pivotal role in their dynamic team. This position promises a stimulating work environment where your skills will be both challenged and sharpened. Benefits: # Competitive salary package with performance-based...


  • London, United Kingdom Novartis Full time

    **Summary**: 1,800+ associates. 86 countries. One Regulatory Affairs. At Novartis your voice, experience, and quality mindset can truly make a difference in Regulatory Affairs (RA). Novartis has a unique and promising portfolio with 70 projects as potential NMEs in development, 65 projects in Phase 3 or already undergoing registration, and 100 Phase 1/2...


  • London, United Kingdom Black Swan Group Full time

    Senior Regulatory Reporting Associate – Asset Management Firm - LondonDo you have the skills to fill this role Read the complete details below, and make your application today.Company Overview:Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence,...


  • London, United Kingdom Black Swan Group Full time

    Job Description Compliance Associate – Private Credit Firm - London Our client is a credit fund manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are currently seeking a...


  • London, United Kingdom Taylor Root Global Legal Recruitment Full time

    Crypto, Regulatory Associate 3+ PQE **Location** London**Contract Type** Permanent**Posted** Posted 2 hours ago**Salary** £1 - £140000 per annum**Expiry Date** 2023-04-17Our leading Financial Services team is busier than ever, from helping our clients to develop new products and services to assisting them with significant regulatory, transactional...


  • London, United Kingdom LHH Recruitment Solutions Full time

    Regulatory Reporting Associate London - Insurance £35,000 - £40,000 Based in Central London, this Insurance company are looking for a regulatory reporting associate to join their fast growing team. The company are a market leader withing their field and are looking to bring on a junior member of staff to help with regulatory reporting. The role -...


  • London Area, United Kingdom Black Swan Group Full time

    Senior Regulatory Reporting Associate – Asset Management Firm - LondonCompany Overview:Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are...


  • London Area, United Kingdom Black Swan Group Full time

    Senior Regulatory Reporting Associate – Asset Management Firm - London Company Overview: Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They...


  • London Area, United Kingdom Black Swan Group Full time

    Senior Regulatory Reporting Associate – Asset Management Firm - LondonCompany Overview:Our client is an institutional asset manager based in London. The firm is committed to maintaining the highest standards of compliance and regulatory adherence, ensuring that their operations comply with all relevant financial regulations and ethical practices. They are...