Senior Compliance Manager

3 weeks ago


Birmingham, United Kingdom MERJE Ltd Full time

Our client is a well-respected and long established listed business. Due to continued growth and expansion they are looking to recruit a Senior Compliance Manager for the firm’s Advisory team. Reporting to the Director of Compliance you will maintain a comprehensiveunderstanding of the FCA’s requirements and standards, providing sound and authoritative compliance advice to the Company on all compliance matters affecting the business.

**Responsibilities**:

- Support the mitigation of regulatory and reputational risks faced by the firm and conduct risks faced by customers.
- Maintain an appropriate audit trail of advice given in line with team procedures.
- Support the business by assessing the scope and potential impact of regulatory change and, where necessary, undertake or provide support and consultancy services to any resultant change programmes. Drive change where required.
- Create and issue bulletins to stakeholders on emerging regulatory issues in a timely and proactive manner.
- Provide second line assurance to Compliance & Risk Management through reviews of internal files including, but not limited to, complaints, claims, financial promotions and T&C files.
- Identify and produce reporting on activity, issues and emerging risks and business risks to the Compliance and Risk ManagementTeam in accordance with team procedures and as required.
- To demonstrably maintain and enhance personal competence in line with theT&C Scheme.
- Deliver additional accountabilities as delegated or required on an ad hoc basis.
- Supporting the Director of ComplianceAdvice in ensuring reporting is prepared on a timely basis.

**Requirements**:

- Proven track record in second line regulatory compliance experience, including experience in a business advisory role, or related discipline (e.g. audit) in Financial Services organisations operating at a senior level.
- A strong understanding of a wide variety of business functions, including an appreciation of typical risks and expected controls.
- Experience of reviewing financial promotions.
- Communicating with senior stakeholders independently.
- If you would like this job advertisement in an alternative format, please contact MERJE directly._



  • Birmingham, United Kingdom AJ Fox Compliance Full time

    An international commercial law firm is seeking a Senior Officer to join their growing client and matter inception team in Birmingham. This is a fantastic opportunity for anyone looking to develop their management skills. This is a really exciting opportunity to join a big professional services business regulated by multiple regulators, a fantastic chance...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    The role will have a strong emphasis on Financial Crime and demands an individual with extensive experience of designing and implementing compliance risk management systems and related controls. Applicants should be able to demonstrate expertise in AML and KYC related compliance, ideally within the context of the financial services sector. The firm are happy...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    The role will have a strong emphasis on Financial Crime and demands an individual with extensive experience of designing and implementing compliance risk management systems and related controls. Applicants should be able to demonstrate expertise in AML and KYC related compliance, ideally within the context of the financial services sector. The firm are...


  • Birmingham, United Kingdom Hays Senior Finance Full time

    Corporate Tax Manager/Senior Manager Employer Location West Midlands, Birmingham, England Salary GBP50000.0 - GBP75000.0 per annum + Negotiable + attractive benefits Closing date 12 Mar 2024 View more Sector Salary band , , Contract type Hours Where will they be working? You need to or to save a job. Job Details Your new company This...

  • Senior Manager

    2 weeks ago


    Birmingham, United Kingdom Hays Senior Finance Full time

    Expatriate Tax Manager required, by highly respected Birmingham Accountancy Firm. This Firm, an accountancy and business advisory firm, provides advice and solutions businesses need in navigating today's changing world. Their Expatriate Team forms part of their Global Employer Services offering, which includes Employment Tax and Share Plan and Incentive...


  • Birmingham, United Kingdom Paritas Recruitment - Compliance Full time

    Head of Financial Crime & Compliance Paritas Recruitment - Compliance Birmingham, United Kingdom Posted 22 hours ago Hybrid Job Permanent Competitive An ambitious and growing alternative lender are currently seeking a Head of Financial Crime and Compliance to be based in their East Midlands office. The role will have a strong emphasis on Financial...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham (with...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in Birmingham...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job Description Are you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity. We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based...


  • Birmingham, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionAre you a qualified solicitor or legal professional? Someone passionate about risk and compliance? If you answered yes, you may be interested in this new opportunity.We are looking for a Risk and Compliance Lawyer who can provide specialist legal risk-based advice on complex areas of regulatory compliance for a Top 100 UK law firm, based in...


  • Birmingham, United Kingdom Hays Taxation Full time

    Corporate Tax Compliance Manager/Senior Manager (with flexible working arrangements) is required by one of the world's leading professional services organisations, covering 158 countries. This Firm works with some of the most successful organisations across the world, including dynamic entrepreneurs and thriving private businesses. As this Firm's Corporate...

  • Senior Manager

    7 days ago


    Birmingham, United Kingdom Campbell Tickell Full time

    Campbell Tickell are seeking a highly skilled and experienced Senior Manager to join a charity based in Birmingham. As a Senior Manager, you will be responsible for overseeing and managing various aspects including Property and Facilities Management and Governance and Strategy. This is a leadership role that requires strong analytical, problem-solving, and...


  • Birmingham, United Kingdom BHSF Ltd Full time

    Job Advert BHSF is recruiting for a Senior Compliance Officer working Hybrid Home/office-based Monday to Friday 8.45 am - 4:45 pm. We are looking for a dynamic and enthusiastic individual to help the Compliance function convey specific compliance messages to key stakeholders, in a clear, concise, and collaborative manner. This will include identifying those...

  • Compliance Manager

    6 days ago


    Birmingham, Birmingham, United Kingdom FIS Full time

    Position Type : Full time Type Of Hire : Experienced (relevant combo of work and education) Education Desired : Bachelor of Arts Travel Percentage : 5 - 10%Are you curious, motivated, and forward-thinking? At FIS you'll have the opportunity to work on some of the most challenging and relevant issues in financial services and technology. Our talented people...


  • Birmingham, United Kingdom Upstream Solutions Group Full time

    We are currently recruiting for an experienced Compliance Manager for a global engineering and asset management business, who specialize within industrial machinery. They deliver solutions for all of the machinery and equipment it supplies, with a large number of mobile engineers throughout the UK. Role & responsibilities: * Oversee and manage a team of...