Compliance Advisory Global Markets

2 months ago

London, United Kingdom BRUIN Financial Full time

Permanent
- London,

**Ref**: 35041
**Job title - Compliance Advisory, Global Markets**

**The role**
- Design and maintain policies and procedures to address identified regulatory risks.
- Plan and deliver Compliance training.
- Conduct and report on compliance investigations of the business.
- undertake ad-hoc assignments as required.
- Advise the front office regarding current or new regulatory requirements.

**Skill and experience**
- Good knowledge of to the operational and reporting aspects of MiFID II, EMIR, SFTR, PSD II, CSDR and CASS.
- Excellent communication skills.
- Plans and prioritises effectively.
- Good knowledge of products traded in Global Markets.
- Strong stakeholder management skills.

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