Compliance Adviser, Distribution
4 weeks ago
At M&G our purpose is to help people manage and grow their savings and investments, responsibly. As a business, we are continuing to take steps towards a sustainable future, delivering better long-term solutions for our customers and clients and identifying new opportunities to make a positive impact for our environment and communities. To help us achieve our vision we’re looking for exceptional people who live our values of care and integrity and who can inspire others; embrace change; deliver results and keep it simple.
We will consider flexible working arrangements for any of our roles and also offer work place accommodations to ensure you have what you need to effectively deliver in your role.
As part of a formal Compliance Transformation Programme, M&G are pleased to have on offer a number of Compliance Advisory positions. The recruitment of these roles supports the implementation of a new global operating model for the Asset Management Compliance Advisory team and ensures we have the right capability and capacity to effectively support the business and its growth agenda.
Key role specific accountabilities
- To support the MGG Senior Compliance Manager through provision of Compliance advisory and oversight activities in relation to Distribution, Marketing & Cross Border Compliance.
- Responsible for provision of high quality proactive and reactive advice on Distribution, Marketing & Cross Border Compliance helping the business in meeting regulatory expectations and good industry practice.
- Provide Compliance advice on Distribution, Marketing & Cross Border related processes including but not limited to marketing, private placement, cross border regulations, distribution agreements and business expansion.
- Participate in regional and global initiatives and projects related Distribution, Marketing & Cross Border Compliance.
- Provide Compliance advice and support in the integration of regulatory development applicable to Distribution, Marketing & Cross Border activities.
- Provide input to the Compliance Monitoring & Assurance Team regarding Distribution, Marketing & Cross Border activities.
Key knowledge, skills and experience
- An awareness and understanding of the wider business, economic, regulatory and market environment in which M&G plc operates.
- An understanding of the wider global financial services sector, in particular in relation to relevant competitors and product & services.
- Knowledge of Distribution, Marketing & Cross Border related regulations including but not limited to FCA, SYSC, COBS, COLL, SUP, MiFiD, MiFIR, PRIIPS, UCITS, AIFMD,OFR, LTAF, ELTIF and MMR.
**Qualifications**:
- Educated to degree level, or equivalent qualifications/experience and/or professional qualification.
Experience Level: Experienced Colleague
Recruiter: Helen Simons
We have a diverse workforce and an inclusive culture at M&G plc, underpinned by our policies and our employee-led networks who provide networking opportunities, advice and support for the diverse communities our colleagues represent. Regardless of gender, ethnicity, age, sexual orientation, nationality or disability we are looking to attract, promote and retain exceptional people. We also welcome those who take part in military service and those returning from career breaks.
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