Senior Compliance Manager/MLRO

1 month ago


Bread Street, United Kingdom Prime Personnel UK Full time

A small European Bank has an exciting opportunity for an experienced Compliance Manager.

Your responsibilities will include:

* Ensuring compliance policies/procedures are applied at all levels, and that any changes meet regulatory requirements and are communicated to the London branch

* Being the central point of contact for staff/law enforcement agencies regarding the reporting of suspicions/enquiries

* Overseeing completion/update of the Compliance monitoring program

* Maintaining/updating London Compliance handbook and other regulatory documents

* Developing/maintaining appropriate Compliance policies/procedures

* Monitoring daily operations of the London branch AML policies/activities

* Establishing adequate systems/controls for AML/sanctions

* Completing annual MLRO and annual Compliance reports to Head Office

* Attending Compliance and Risk Committee Meetings

* Completing annual risk reviews for Head Office Compliance

* Liaising with regulators/auditors/NCA

Your experience must include:

* Extensive proven compliance experience gained within banking

* Excellent analytical and problem-solving skills showing initiative/integrity

* Excellent communication skills – both written and oral to liaise at all levels



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