Senior Compliance Manager

4 weeks ago


Essex, United Kingdom Barclay Simpson Full time €80,000 - €100,000

Compliance Assurance Manager

About the Role:

This is an exciting, newly created role with a retail banking institution. As the Compliance Assurance Manager, you will be responsible for leading a small team of monitoring and advisory compliance officers, reporting directly to the Head of Compliance. This is a deputy head of compliance role. This senior role involves engaging with senior stakeholders and driving compliance initiatives across the organisation.

Key Responsibilities

1. Compliance Monitoring & Risk Management:

- Identify and manage compliance risks.

- Deliver the Compliance Monitoring Programme and produce regulatory compliance reports.

- Implement and monitor approved recommendations.

2. Policy & Framework Development:

- Prepare and update compliance policies and frameworks, including Conduct Risk, Consumer Duty, SM&CR, and Certification Regime frameworks.

- Ensure alignment with corporate standards and regulatory requirements.

3. Team Leadership:

- Manage and support compliance staff to ensure timely, outputs.

- Foster team development through training, coaching, and performance management.

4. Regulatory Projects & Reporting:

- Lead regulatory projects and conduct gap analyses for emerging regulations.

- Ensure accurate submission of regulatory returns and respond to risk mitigation requirements.

5. Governance & Relationships:

- Represent compliance at governance forums.

- Manage relationships with regulators and ensure accurate regulatory reporting.

- Oversee the resolution of compliance issues and breaches.

6. Strategic Compliance Culture:

- Promote a proactive compliance culture by engaging with business units.

- Align compliance strategy with organizational goals and initiatives.

Candidate Requirements

- Experience: A strong background in retail banking with a solid understanding of consumer credit is essential.

- Leadership: Proven management experience and the ability to lead a team effectively.

- Skills: Excellent knowledge of regulatory frameworks and a strategic mindset for compliance risk management.

- Stakeholder Engagement: Confidence in working with and influencing senior stakeholders.

Salary and Benefits

- Base Salary: £80,000 - £100,000

- Additional Benefits: Competitive package

Location

- Essex with hybrid working (2-3 days per week in the office).

For More Information:

Please contact me for further details and a full job description at ne@barclaysimpson.com.



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