Part-time Compliance Administrator

1 month ago


United Kingdom Bruin Full time

My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The successful candidate will have autonomy and will need to be hands on in their approach and assist the compliance team where required.
Assisting in the provision of Compliance advice in response to ad-hoc requests and day-to-day interpretation and guidance relating to our policies, particularly on market abuse and conflicts of interest.
Contribute to new policy, projects and Compliance initiatives.
Input in the design and implementation of enhancements to new or existing procedures relating to communications and trade surveillance.



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