Tax Reviewer

4 weeks ago


United Kingdom Hoxton Wealth Full time

Hoxton Wealth is a global financial services firm with offices in key locations, including Cyprus, the United States, the United Kingdom, Dubai, South Africa, and Australia. The firm combines innovative technology solutions with deep expertise in tax-efficient strategies to deliver comprehensive wealth management services. With around £2 billion in assets under management (AUM), Hoxton Wealth is dedicated to helping clients achieve their financial objectives through personalized investment solutions, cross-border financial planning, and long-term wealth growth and preservation strategies.

The File Reviewer will conduct thorough reviews of client files to ensure compliance with regulatory requirements, internal policies, and industry best practices. This critical role supports the quality and integrity of our advisory services and contributes to the overall success of the firm.

Conduct comprehensive reviews of client files to assess completeness, accuracy, and suitability of advice, ensuring adherence to regulatory requirements and internal policies.
Evaluate the appropriateness of investment recommendations, risk assessments, and financial planning strategies based on client profiles and objectives.
Collaborate with compliance, legal, and advisory teams to address regulatory or operational concerns and implement corrective actions as needed.
Provide feedback, guidance, and training to advisors and support staff on compliance matters, best practices, and areas for improvement.
Stay informed about regulatory developments, industry trends, and internal policies, incorporating changes into review processes as appropriate.
Support ad-hoc projects and regulatory examinations as needed, demonstrating flexibility and a commitment to the firm's broader goals.

CISI, CFA, CFP) are preferred.
Minimum of 3-5 years of experience in a similar role within the financial services industry, preferably in wealth management or advisory.
Strong understanding of regulatory requirements and industry standards for financial advice and investment services, including FCA rules.
Excellent analytical skills and attention to detail, with the ability to review complex financial documents and identify compliance issues.
Proficiency in Microsoft Office (Word, Excel, PowerPoint) and familiarity with document management systems and compliance software.
Flexibility to adapt to changing regulatory requirements and business needs, with a willingness to engage in ongoing training and development.
Legal right to work in the UK without sponsorship.

Hoxton Wealth is an equal opportunity employer and welcomes applications from qualified individuals regardless of race, gender, age, disability, sexual orientation, religion, or nationality.


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