Compliance Officer/File Review IFA
2 weeks ago
Our client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Officer to join the team The successful candidate will ideally be based in Shoreham but we could look at a base at the other offices Previous experience required in financial services, ideally a wealth management/financial planning/IFA environment is preferable rather than a restricted business Ideally you will have experience in a compliance role and ideally started studying towards the CII Diploma in Financial Planning - particularly with R01, R02 and R04 as a minimum You will report into the compliance manager and the main part of the role will consist high-level file checking you will be assisting with training and competency supervision such as reviewing KPIs, CPD, training and development plans for IFA's and mortgage advisors, maintain records and logs on compliance areas such as SPS's, complaints, data breaches, qualifications etc Salary £(phone number removed) DOE and qualifications plus benefits package, immediate start Please note this is an office based role and only geared towards someone from an IFA environment
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Compliance Officer
2 weeks ago
Adur, West Sussex, United Kingdom Astral Recruitment Full timeOur client is a successful and established multi branch Financial Services company and they are currently looking for a Compliance Officer to join the team Previous experience required in financial services, ideally a wealth management/financial planning/IFA environment is preferable rather than a restricted business Ideally you will have experience in a...
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IFA Administrator
6 days ago
Horsham, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeType of Position: IFA Administrator - Horsham Pay: £28k IFA Administrator - Horsham We are looking for an experienced IFA Administrator for our client based in Horsham. This will be an office based position with a growing and reputable firm. Working in collaboration with Financial Advisers and other colleagues, you will assist the Financial Advisers in...
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IFA Administrator
7 days ago
Worthing, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeThis website uses cookies to ensure you get the best experience on our website. Learn more Got it! , , IFA Administrator - Worthing - Artemis Recruitment Consultants Financial Services Worthing 15/09/2023 Type of Position: IFA Administrator - Worthing Pay: £25k - £28k IFA Administrator - Worthing Working in collaboration with Financial...
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Ifa Administrator
16 hours ago
West Sussex, United Kingdom Search Consultancy Full timeIFA Administrator West Sussex Competitive salary + market leading benefits package, bonus, flexible working Experience in a Financial Services environment is essential and in return you can receive a market leading salary and benefits package including bonus. - Have at least 1-2 years experience carrying out an administration/sales support role within a...
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Ifa Administrator
4 days ago
West Sussex, United Kingdom Financial Divisions Full timeIFA Administrator - leading to paraplanner role - Littlehampton - £28K-32K plus... We have an opportunity for an experienced IFA Administrator who is interested in working towards their diploma in financial planning as they work towards becoming a Paraplanner. This boutique IFA practice based in Littlehamton West Sussex offers a comfortableworking...
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Ifa Administrator
16 hours ago
South West London, United Kingdom Ortus PSR Full timeAre you looking for an exciting opportunity in a fast-paced and rewarding environment? Are you a motivated individual with excellent organisational skills? Look no further! We are recruiting a skilled IFA Administrator working for a leading IFA firm where you will support the Principle Financial Advisers and Mortgage Broker. The salary range for an IFA...
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IFA Administrator
7 days ago
Worthing, West Sussex, United Kingdom Artemis Recruitment Consultants Ltd Full timeThis website uses cookies to ensure you get the best experience on our website. IFA Administrator - Worthing - Artemis Recruitment Consultants Financial Services Working in collaboration with Financial Advisers and other colleagues, you will assist the Financial Advisers in preparing recommendations and producing suitability reports in line with company...
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IFA Administrator
2 weeks ago
Erdington, West Midlands, United Kingdom Bell Cornwall Recruitment Full timeErdington/Castle Bromwich £(phone number removed) DOE Bell Cornwall Recruitment's client is a successful Financial Services company with offices in Erdington/Castle Bromwich. They are looking to grow their client services team due to a company wide expansion! Oversee management of annual reviews and portfolio reviews Further ad-hoc administrative...
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Co. West Midlands, United Kingdom MERJE Ltd Full timeOur client, a specialist Wealth Management firm, are looking for an IFA Administrator to join the business on a permanent basis. As IFA Administrator you will actively support the Wealth team by carrying out general day to day administration of Life, Investment and Pensions, including submission of new online applications / top ups and processing of paper...
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Ifa Administrator
4 days ago
West Grinstead, United Kingdom Appointed ltd Full time**My client is a chartered financial planning firm based on the outskirts of Horsham with a sincerely client focused approach to financial planning, ensuring every client feels confident with their financial future.** They are seeking a IFA Administrator to join their team to assist in delivering an exceptional service to their clients. This is a full time...
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Ifa Administrator
2 weeks ago
Bushbury, West Midlands, United Kingdom Heat Recruitment Ltd Full timeJob Title: Independent Financial Advisor (IFA) Administrator Location: Wolverhampton, UK Salary - dependent on experience Key Benefits: Exam Support: Support for professional exams, including coverage for the first sitting.Onsite Parking: Available for all employees in our unique office locationCompany Culture: We pride ourselves on our unique and...
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Compliance Supervisor
2 weeks ago
Crawley, West Sussex, United Kingdom Reed Full timeReed Specialist Recruitment are proud to be representing one of the UK's leading financial advice networks, who are looking for a new Compliance Supervisor to join their Head Office, based in Horsham. The successful candidate will assist with creating a positive compliance culture across the network, helping firms deliver robust best practices and...
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Semi Senior Accountant
2 weeks ago
Adur, West Sussex, United Kingdom Bennett and Game Recruitment LTD Full timeSemi Senior Accountant role based in Shoreham by Sea, within a forward thinking accountancy practice. This local practice have been highly successful provide services to a mix of local, national, and international clients. They pride themselves on providing a first class professional, and personalised service tailored to the specific requirements of its...
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Senior Quality Assurance and Compliance Officer
Found in: Jooble UK C2 - 2 days ago
Worthing, West Sussex, United Kingdom Allergy Therapeutics Full timeAbout Us Allergy Therapeutics are a market leading, pioneering immunology business with specialist experience in the research and development of allergy treatments. We are looking for a Senior Vendor Quality Compliance Officer to lead our site Vendor Qualification process and conduct all Vendor Qualification activities. We are looking for someone...
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Worthing, West Sussex, United Kingdom Allergy Therapeutics Full timeAbout Us Allergy Therapeutics are a market leading, pioneering immunology business with specialist experience in the research and development of allergy treatments. We are looking for a Senior Vendor Quality Compliance Officer to lead our site Vendor Qualification process and conduct all Vendor Qualification activities. We are looking for someone...
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Health Safety Compliance Officer
Found in: Talent UK C2 - 1 week ago
West Byfleet, United Kingdom Nexgen Group Full timeWe are pleased to announce a new opening inour Group Health & Safety function to support ourfastgrowing Security Managed Service.This individual will be responsible for theeffective and efficient management of Health & Safety /Compliance matters including policy implementation monitoringauditing investigations and delivery oftraining....
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Regulatory Compliance Associate
2 weeks ago
Steeton, West Yorkshire, United Kingdom Templarfox Consultancy Full timeRegulatory Compliance Associate I am recruiting on a permanent basis in the Yorkshire region for a Regulatory Compliance Associate to work within a healthcare business. Responding to market opportunity and business requirements within online and regulated sectors. You will be responsible for: Responsible for delivery of projects within regulatory...
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Intelligence and Compliance Officer
1 day ago
Co. West Midlands, United Kingdom Venn Group Full timeCompliance/Intelligence Officer (Fire Safety) Start: ASAP Hybrid working Our client is looking for a highly skilled and motivated Compliance Officer to join their team. This position will primarily focus on fire safety compliance, working in close collaboration by with the Environmental Health Officers to ensure the highest standards of safety within...
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Compliance Assurance Officer
2 weeks ago
North West Leicestershire, Leicestershire, United Kingdom Morson Group Full timeCompliance Assurance Officer Company: Morson Talent (Recruitment Agency for Severn Trent Green Power) Location: Derby (with attendance at operational sites and head office as required) Overview: Morson Talent, in partnership with Severn Trent Green Power, is seeking a diligent and detail-oriented Compliance Assurance Officer to join our team. In this...
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Compliance Officer
3 days ago
Plymouth, South West, United Kingdom ThriveSW Limited Full timeAre you a Compliance Officer or Administrator working in the compliance or health and safety side of the business.Do you have a keen eye for detail and the ability to keep on top of documentation and processes to ensure compliance and health and safety are adhered to dailyAs Compliance Officer / Administrator you willbe responsible for overseeing directly...