Trade Surveillance
1 day ago
Role Overview This role focuses on trade surveillance across a variety of commodity products, with opportunities to participate in surveillance projects and build relationships with front-office sales and trading stakeholders. The successful candidate will primarily utilise Nasdaq SMARTS for trade surveillance activities.
Responsibilities
Conduct trade surveillance across energy and metals derivatives.
Escalate any findings of suspicious activity to management and report to regulators.
Ensure compliance with the company's regulatory requirements.
Optimise market surveillance alert parameters, leveraging in-depth trading knowledge.
Collaborate with other team members and departments to carry out thorough investigations.
Experience
A minimum of 4 years in a similar role or within a commodities business.
Strong team player with experience in engaging with a variety of stakeholders.
Extensive knowledge of trade surveillance, Market Abuse Regulation (MAR), and Nasdaq SMARTS.
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Trade Surveillance
1 day ago
United Kingdom Black Swan Group Full timeRole Overview This role focuses on trade surveillance across a variety of commodity products, with opportunities to participate in surveillance projects and build relationships with front-office sales and trading stakeholders. The successful candidate will primarily utilise Nasdaq SMARTS for trade surveillance activities. Responsibilities Conduct trade...
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Compliance Manager
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United Kingdom Sumitomo Mitsui Banking Corporation – SMBC Group Full timeDepartment and Role Overview The new role is within our Risk and Regulatory Technology team in EMEA ITSD Cross - Product Platforms department. This team drives the delivery and support of Technology solutions critical to enable SMBC EMEA Risk, Regulatory and Compliance obligations. The purpose of this role is to design, build, implement and support...
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United Kingdom Sumitomo Mitsui Banking Corporation – SMBC Group Full timeDepartment and Role Overview The new role is within our Risk and Regulatory Technology team in EMEA ITSD Cross - Product Platforms department. This team drives the delivery and support of Technology solutions critical to enable SMBC EMEA Risk, Regulatory and Compliance obligations. The purpose of this role is to design, build, implement and support...