CASS Controls Officer

THE COMPANY: Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. THE RESPONSIBILITIES: Support the design and development of the UK entity CASS control framework Assist in the development and maintenance of a strong culture of controls Work...

THE COMPANY: . Our client is a leading trading platform that is ambitiously expanding their Business. They are looking to hire a CASS Controls Officer on a permanent basis. THE RESPONSIBILITIES: Support the design and development of the UK entity CASS control framework Assist in the development and maintenance of a strong culture of controls Work with...

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. SEI is seeking to hire a CASS Oversight Officer in the Cass Oversight team to support the CASS Governance Infrastructure and...

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. SEI is seeking to hire a CASS Oversight Officer in the Cass Oversight team to support the CASS Governance Infrastructure and...

At SEI we value our employees and believe in driving growth through change. Part of building brave futures is making a concerted effort to develop and challenge our employees to achieve their goals through internal job mobility. SEI is seeking to hire a CASS Oversight Officer in the Cass Oversight team to support the CASS Governance Infrastructure and...

**Compliance Officer - CASS**: - London - £80,000 - £100,000 - Job type: Contract - Sector: Financial Services, Asset Management & Funds - Job reference: mpc40636 Our client is a leading Wealth Manager with offices in London, who are looking to hire a motivated Compliance Office - CASS. This is a contract role lasting between 6 and 12 months. The role...

Responsibilities include but are not limited to: › Supporting the Senior CASS Officer with External and Internal Audits, Compliance Reviews and any other reviews of the SIEL CASS infrastructure.  o Assist with the Data gathering and preparation for internal and external audits. Monitor, track and review requested documents and evidence collaborate...

**About this role**: Wells Fargo is seeking a Cass Assurance consultant **In this role, you will**: - Support projects, take responsibility and produce high-level working documents. - Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems. - Support in the delivery of required...

About this role: Wells Fargo is seeking a CASS Assurance specialist. In this role, you will: Support projects, take responsibility and produce high-level working documents. Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems. Support in the delivery of required...

About this role: Wells Fargo is seeking a CASS Assurance specialist. In this role, you will: Support projects, take responsibility and produce high-level working documents. Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems. Support in the delivery of required...

About this role:Wells Fargo is seeking a CASS Assurance specialist.In this role, you will:Support projects, take responsibility and produce high-level working documents.Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems.Support in the delivery of required regulatory changes...

About this role:Wells Fargo is seeking a CASS Assurance specialist.In this role, you will:Support projects, take responsibility and produce high-level working documents.Support Compliance with responses to consultations and implement the necessary changes to CASS policies, procedures, process and systems.Support in the delivery of required regulatory changes...

**The Audit and Risk Recruitment Company (ARRC)** has been mandated by our client, a growing wealth management business, in their search for a CASS Risk specialist to cover all aspects of CASS reviews (including identifying key risks and controls)working across the operational landscape of the business, as the business prepares for a companywide Risk...

The RoleWe are looking to recruit an experienced finance professional with client money experience to manage day-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly report to the Head of Retail. The role will likely include other day to day tasks within the finance department. Key...

The Role We are looking to recruit an experienced finance professional with client money experience to manage day-to-day client money responsibilities with oversight from the Financial Controller and Head of Compliance and indirectly report to the Head of Retail. The role will likely include other day to day tasks within the finance department. Key...

Robert Half is delighted to partner with a leading wealth and asset manager based in London to find their next Operations & CASS Analyst. All the relevant skills, qualifications and experience that a successful applicant will need are listed in the following description.Looking to hire an Operations specialist who has experience of running Client Money and...

Robert Half is delighted to partner with a leading wealth and asset manager based in London to find their next Operations & CASS Analyst. Looking to hire an Operations specialist who has experience of running Client Money and Asset reconciliations to adhere to the standards of the CASS regime. This role covers the daily production of the reconciliations and...

Robert Half is delighted to partner with a leading wealth and asset manager based in London to find their next Operations & CASS Analyst. Looking to hire an Operations specialist who has experience of running Client Money and Asset reconciliations to adhere to the standards of the CASS regime. This role covers the daily production of the reconciliations...

Robert Half is delighted to partner with a leading wealth and asset manager based in London to find their next Operations & CASS Analyst. Looking to hire an Operations specialist who has experience of running Client Money and Asset reconciliations to adhere to the standards of the CASS regime. This role covers the daily production of the reconciliations...

Robert Half is delighted to partner with a leading wealth and asset manager based in London to find their next Operations & CASS Analyst. Looking to hire an Operations specialist who has experience of running Client Money and Asset reconciliations to adhere to the standards of the CASS regime. This role covers the daily production of the reconciliations and...