Pre-Sales Compliance Analyst

4 weeks ago

London, United Kingdom Clear Junction Group Full time

Clear Junction is a global payments company that is licensed and regulated by the FCA in the UK. We offer regulated end-to-end payment solutions, all of which are based on our proprietary in-house technology. Our company and infrastructure are specifically designed to meet the growing needs of global financial companies.

Since our establishment in 2016, our company has consistently achieved double-digit growth on an annual basis. We currently have a team of over 120 fintech experts in the UK and mainland Europe. Clear Junction takes great pride in being ranked as the number one fastest-growing, founder-led, privately owned business in the UK on the FEBE Growth 100 list, as well as being listed on the FT 1000 as one of Europe’s fastest-growing companies.

We are currently seeking a talented and experienced Pre-Sales Compliance Analyst to join our dynamic Sales & Marketing team. This exciting opportunity awaits you in our vibrant London office.

What you’ll be doing:

  • Act as the first line of defence for any inbound new business prospects alongside the Business Development Managers (BDM)/ Relationship Managers (RM) with respect to AML, FinCrime and sanction risk- and compliance-related issues
  • Screening prospective clients for sanctions, PEP exposure and adverse media to determine whether they are within risk appetite.
  • Perform initial due diligence of potential new clients and/or existing clients applying for new products.
  • Join calls/meetings alongside BDM/RM to assess potential risks of onboarding prospects. This includes both internal calls/meetings and direct interactions with prospective and existing clients. 
  • Working collaboratively with the RMs and providing guidance/assistance on compliance matters, including potential compliance risks.
  • Advise and educate business lines on points of AML/CFT/FinCrime and regulation.
  • Supporting the implementation of controls across business lines.
  • Attending conferences, talks and training sessions on the regulatory framework.
  • Maintain relevant records and documentation, and keep an audit trail. 
  • Contribute to the development, maintenance and implementation of sales- and compliance-related policies, procedures and other internal regulations, if requested by the department’s management.
  • Develop suggestions to enhance the CRM and other licensed and freeware tools used by the Sales and Marketing Department, as well as their integration with other software and services used by the company.
  • Substantial experience in KYC/ KYB, Due Diligence, preferably in a fintech or finance industry
  • Proven experience in risk management, preferably in a fintech or finance industry
  • Understanding of risk management frameworks, methodologies, and tools.
  • Knowledge of industry regulations and compliance requirements.
  • A track record of managing risks and implementing risk management strategies.
  • Skills in conducting company searchers and use of resources such as Dow Jones Risk Centre is desirable 
  • Able to work with people cross-departmentally and across different time zones.
  • Ability to use your own judgement to come to a decision but also be aware of when issues need to be escalated.
  • Ability to handle high volume of tasks while maintaining attention to detail
  • Ability to communicate with all levels of the firm professionally and tactfully.
  • Knowledge of different types of corporate structure
  • Knowledge of different types of financial services.
  • Knowledge of payment service and crypto is strongly desirable.
  • Strong written and verbal communication skills.
  • Degree level, or equivalent industry standard qualification is desirable.
  • Excellent analytical and problem-solving skills.
  • Prior experience in the Fintech industry is a plus.
  • Competitive Salary based on experience
  • 25 days holiday (plus bank holidays)
  • Group Life Assurance
  • Critical Illness Insurance
  • Private Medical Insurance & EAP
  • Enhanced Company Pension
  • Our London office is conveniently located near Warren Street station. Please note that we are planning to move offices in September and currently searching for our next office location in Zone 1 London.
  • We offer a Hybrid working arrangement, with a minimum of 2-3 days per week working in the office.
  • Get ready for regular company socials
  • Experience a collaborative team and culture.
#J-18808-Ljbffr

  • Pre-Sales Compliance Analyst

    3 weeks ago

    London, United Kingdom Clear Junction Full time

    Clear Junction is a global payments company that is licensed and regulated by the FCA in the UK. We offer regulated end-to-end payment solutions, all of which are based on our proprietary in-house technology. Our company and infrastructure are specifically designed to meet the growing needs of global financial companies. Since our establishment in 2016, our...

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To...

  • Compliance Analyst

    1 week ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Job DescriptionDo you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Do you want to work at a global law firm? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm....

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Compliance Analyst

    2 weeks ago

    London Area, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD?Are you looking for a new law firm compliance opportunity?Do you want to work at a global law firm?Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm.To apply...

  • Regulatory Compliance Analyst

    4 weeks ago

    London, United Kingdom Compliance Professionals Full time

    We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

  • Senior Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...

  • Senior Compliance Analyst

    2 weeks ago

    London, United Kingdom AJ FOX COMPLIANCE Full time

    Do you have experience in KYC and CDD? Are you looking for a new law firm compliance opportunity? Our client is an international law firm seeking a Compliance Analyst to join their team in London. This is a really exciting opportunity for someone looking for a new compliance opportunity within a global law firm. To apply for this role, you must have...

  • Junior Aml Analyst

    4 weeks ago

    London, United Kingdom AJ Fox Compliance Full time

    A major global law firm is hiring a Junior AML Analyst to support their team on a remote working basis. The purpose of this role is to ensure client and matter risk controls are in place across all practice areas of the firm globally and to support the firmin meeting its regulatory requirements. Key roles and responsibilities will include: - Conducting CDD...

  • Risk and Compliance

    3 hours ago

    City of London, Greater London, United Kingdom Page Personnel Sales Full time

    The client is a Financial Institution that facilitates cross border payments in multiple currencies across the world. Monitor continuous screening for sanctions, PEPs and adverse media. Assist with the update of the company's Governance, Risk and Compliance framework. Review the assigned policies and procedures. Propose amendments to the Chief...

  • Compliance Analyst

    2 weeks ago

    City of London, Greater London, United Kingdom Page Personnel Sales Full time

    About Our Client The client is a principle issuer of MasterCard and cross-border payments firm. Job Description Investigate SARs from relevant person(s), relating to financial crime. Monitor transaction activity to ensure alerts are analysed and actioned in accordance to company procedures Monitor continuous screening for sanctions, PEPs and adverse...

  • Pre-sale Coordinator

    6 days ago

    London, United Kingdom Sotheby's Full time

    **ABOUT SOTHEBY'S** Established in 1744, Sotheby's is the world's premier destination for art and luxury. Synonymous with innovation, Sotheby's promotes access, connoisseurship and preservation of fine art and rare objects through auctions, private sales and retail locations. Our trusted global marketplace is supported by a network of specialists spanning...

  • Compliance and KYC Analyst

    5 days ago

    London, United Kingdom Clear Junction Full time

    Our company and infrastructure are specifically designed to meet the growing needs of global financial companies. We are currently seeking a talented and experienced Pre-Sales Compliance Analyst to join our dynamic Sales & Marketing team. This exciting opportunity awaits you in our vibrant London office. Act as the first line of defence for any inbound...

  • Senior Compliance Analyst

    2 weeks ago

    City of London, Greater London, United Kingdom Page Personnel Sales Full time

    Investigate SARs from relevant person(s), relating to financial crime. Monitor continuous screening for sanctions, PEPs and adverse media Assist with the update of the company's Governance, Risk and Compliance framework. Review the assigned policies and procedures. Propose amendments to the Chief Compliance Officer (MLRO). Assist the Chief Compliance...

  • Compliance Analyst

    4 weeks ago

    London, United Kingdom Page Personnel Sales Full time

    About Our Client Our client is a cross border payments firm. They are a principle issuer of a well known Card Provider. Job Description Assist with the update of the company's Governance, Risk and Compliance framework. Review the assigned policies and procedures. Propose amendments to the Chief Compliance Officer (MLRO). Assist the Chief...

  • Compliance Analyst

    3 weeks ago

    London, United Kingdom eSecLending Full time

    JOB DESCRIPTION: The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term investment management activities. This role assists with various compliance testing and requires attention to detail. The Compliance...