Compliance Officer Financial Promotions

**The Opportunity** Shawbrook is a specialist bank driven by a purpose to power up ingenuity to create opportunity, every single day. We offer a diverse range of savings and loan products. From personal and business savings accounts and loans for wedding and new cars, to complex financial credit facilities for businesses requiring significant investment...

The Opportunity Shawbrook is a specialist bank driven by a purpose to power up ingenuity to create opportunity, every single day. We offer a diverse range of savings and loan products. From personal and business savings accounts and loans for wedding and new cars, to complex financial credit facilities for businesses requiring significant investment and...

Eden Scott’s client is seeking a highly motivated and detail-oriented Investment Compliance Analyst to join a financial services company based in Glasgow . As a key member of the Compliance team, you will work closely with the Compliance Manager to ensure adherence to regulatory requirements and promote a culture of compliance across the organisation. This...

Eden Scott’s client is seeking a highly motivated and detail-oriented Investment Compliance Analyst to join a financial services company based in Glasgow . As a key member of the Compliance team, you will work closely with the Compliance Manager to ensure adherence to regulatory requirements and promote a culture of compliance across the organisation. This...

Meraki Talent’s industry leading financial services client are looking for a Compliance Officer, AML This is your chance to join a successful team where hard work is recognised. **Responsibilities of the Position**: - Proven experience working in a financial crime prevention environment. - Execute the Financial Crime Compliance Assurance Plan within the...

Meraki Talent’s industry leading financial services client are looking for a Compliance Officer, AML This is your chance to join a successful team where hard work is recognised. **Responsibilities of the Position**: - Proven experience working in a financial crime prevention environment. - Execute the Financial Crime Compliance Assurance Plan within the...

Meraki Talent’s industry leading financial services client are looking for a Legal Compliance Officer, AML This is your chance to join a successful team where hard work is recognised. **Responsibilities of the Position**: - Proven experience working in a financial crime prevention environment. - Execute the Financial Crime Compliance Assurance Plan...

Eden Scott's client is seeking a highly motivated and detail-oriented Investment Compliance Analyst to join a financial services company based in Glasgow City Centre . As a key member of the Compliance team, you will work closely with the Compliance Manager to ensure adherence to regulatory requirements and promote a culture of compliance across the...

An expanding Wealth Management firm are recruiting for a Financial Adviser due to continued growth to service an existing client base. The role can be flexible in location due to the virtual nature of the position but with a slight preference to be close to their Glasgow offices. This is an excellent opportunity ideally for an adviser who would be looking...

Our client is looking for a Compliance Officer **Client Details** A leading firm **Description** - Auditing files for compliance and risk management; - Ensuring file management compliance; - Maintaining central registers; - Assisting with the review and evaluation of the firms compliance activities; - Supporting with the development of an effective legal...

Rutherford Cross is working with a highly successful family-owned organisation to recruit for the role of Financial Controller. This role reports into the Finance Director and offers a varied role covering all aspects of financial control while managing a small and highly experienced team. The role is offering hybrid working with offices based 10 minutes...

This highly successful Chartered firm of Wealth Managers have grown both organically and via acquisition over the last few years. They have built an impressive reputation with clients in the local area, and have enjoyed a very prosperous year, so are lookingfor an additional Financial Adviser. One of the long-standing Advisers in the firm is looking to...

Job title: Compliance Officer Reports to: Compliance Lead Location: Glasgow **Main Purpose of the Role** **Main Duties and Responsibilities** Management of File Updates - To devise and ensure the implementation of retention and disposal schedules and routinely audit records to ensure compliance with legislative or regulatory requirements; - To assist in...

WA is partnering with a construction business in Glasgow to help source a Financial Controller Our client offers a hybrid working environment. The Financial Controller will be responsible for all elements of financial control and support will be provided by the Assistant Management Accountant. They will be the first point of contact for any queries, or...

WA is partnering with a construction business in Glasgow to help source a Financial Controller Our client offers a hybrid working environment. The Financial Controller will be responsible for all elements of financial control and support will be provided by the Assistant Management Accountant. They will be the first point of contact for any queries, or...

W&A is partnering with a construction business in Glasgow to help source a Financial Controller Our client offers a hybrid working environment. The Financial Controller will be responsible for all elements of financial control and support will be provided by the Assistant Management Accountant. They will be the first point of contact for any...

Head of Compliance - Glasgow or Edinburgh - Permanent Meraki Talent’s client is currently seeking a Head of Compliance to join on a permanent basis. Our client is a well regarded Financial & Professional Services firm. The purpose of this role is to develop a wealth function from scratch and embedding the compliance framework Key outcomes: - Ensuring...

**EB Recruitment has a fantastic opportunity for an Assistant Financial Accountant to join a growing legal firm in Glasgow City Centre.** **Reporting to the Finance Director and working alongside the Financial Controller, this role involves providing a financial service to the Senior Directors, Partners and wider firm.** - Production of monthly management...

Contract Scotland is working with our client based in East Kilbride to recruit a Financial Controller to join their established. This is a full time, permanent position offering a highly competitive salary as well as the chance to work with a business currently experiencing unprecedented growth in their sector. You will be full-time office based for the...

We require a Financial Controller to join our busy team. This role will provide support to the Finance Director and will ensure financial controls and management systems are operating effectively across the Group. Key Responsibilities · Manage accounting records including accounts receivable, accounts payable and general ledger · Prepare monthly...