Senior Regulatory Affairs Specialist

1 month ago


London, United Kingdom Rev & Regs Full time

Rev & Regs are recruiting for an Compliance Monitoring Associate role on behalf of a well-established Fintech company, based in London.
Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan
Assist with scoping, implementing and managing second line testing to ensure alignment with regulatory requirements and business process.
Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager.
Support the wider compliance team with ad hoc tasks as required.


2-3 Years Compliance Monitoring experience within Financial Services
~ Start: ASAP



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