Graduate Trainees, Regulatory Affairs

3 weeks ago


Preston Lancashire, United Kingdom Agility Resoucing Full time

Permanent
My client based near Penrith are looking for a Graduate Compliance Trainee to join their reputable business. Your main duties will be to carry out compliance and audit tasks whilst assisting senior staff.
You will develop your knowledge through both on-the-job experience and training. Helps ensure the company meets current and future regulatory rules
To provide initiatives throughout the company to deliver a plan providing quality assurance
Deliver compliance monitoring reviews
Provide compliance advice, expertise and guidance to all areas of the company, supporting business objectives. Ensure the dissemination of compliance specifications, procedures, standards and related material
Horizon scanning - identify, research and recommend new compliance services/requirements
Develop reports and reporting strategies to assess compliance trends and usage
Assess and implement the company's compliance developments on time and within budget
Ensure that compliance monitoring findings are recorded and followed up with management so that issues can be rectified
Investigate irregularities and non-compliance issues
Contribute to robust and effective compliance controls within the organisation
Assist in the gathering of internal information in response to regulatory requests
Investigate customer complaints and any suspected breaches of the rules
Monitor sales processes, routinely checking paperwork and telephone recordings.
Fantastic opportunity to progress within the business
~33 days' holiday
~ Inhouse training



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