Regulatory Compensation Analyst/Associate

3 weeks ago

London, United Kingdom Capital Group International Inc. Full time

Works independently on most assignments and under the direction of more senior staff only on the most complex projects, analyses and tasks. Acts as a liaison between Order Management (OM) and other business groups.
Processes standard and moderately complex investment orders from portfolio managers and research analysts within Funds or client segregated accounts .
Verifies that all trade authorizations are in compliance with guidelines and regulatory rules, tax and eligibility criteria, Action List rating and other restrictions. Identifies , prepares and reviews inter - account transactions for execution .
Works independently with Portfolio Guideline Analysis (PGA) /Legal on compliance issues as necessary .
Prepares and reviews responses and analyses to ad hoc requests for various parties (e.g. legal, COR, senior leaders) .
Participates in the training of other associates. Provides feedback to manager regarding associate performance and development needs.
Participates in projects and team or department initiatives .
Collaborates with management to establish project plan.
Participates in the development and enhancement of policies, procedures and controls .
Demonstrates effective written and oral communication skills with a diverse group of associates and senior business leaders.
Demonstrates a working knowledge of Order Management functions, and interconnections with other GIC teams policies, procedures and systems and ability to apply them to work assignments.
Demonstrates ability to influence groups and/or more senior associates .
In addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital’s annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.
You can learn more about our compensation and benefits here .

We are an equal opportunity employer, which means we comply with all federal, state and local laws that prohibit discrimination when making all decisions about employment. As equal opportunity employers, our policies prohibit unlawful discrimination on the basis of race, religion, color, national origin, ancestry, sex (including gender and gender identity), pregnancy, childbirth and related medical conditions, age, physical or mental disability, medical condition, genetic information, marital status, sexual orientation, citizenship status, AIDS/HIV status, political activities or affiliations, military or veteran status, status as a victim of domestic violence, assault or stalking or any other characteristic protected by federal, state or local law.
Capital Group is one of the largest and most trusted financial companies in the world, with the goal of improving people's lives through successful investing. A career at Capital Group means having countless opportunities to explore, grow and succeed.
Our compensation package is top tier. And our retirement plan is a standout in any industry.
We have a hybrid schedule that lets our associates find a balance between home and office.

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