Regional Director, Financial Planning

2 weeks ago


United Kingdom Fram Executive Search Limited Full time
Are you a seasoned financial planning professional with a passion for providing tailored financial advice? Do you have experience of managing/developing a team? Our client is a growing financial planning firm with offices across the UK. They are seeking a dynamic Regional Director to enhance, develop, and grow a small team of Advisers in the Leeds region, along with giving advice to a book of HNW individuals. The firm offers independent advice and is looking for an experienced Adviser, who has a proven track record or generating and developing clients and fellow Advisers .
Some of the responsibilities include:

  • Implementing policies and strategies required to deliver the company's business objectives.
  • Ensuring a clear understanding and the implementation of the Consumer Duty.
  • Working with the Head of Compliance and other members of the SMT.
  • Budgeting and forecasting.
  • Performing appraisals with direct reports.
  • Maintaining strong client relationships and work with Adviser team to develop opportunities and new client leads.
  • Providing financial advice
The successful candidate is likely to be level 6 qualified in Financial Planning, or a Chartered Financial Planner from the Chartered Insurance Institute (CII). It's preferable that applicants hold Competent Adviser Status (CAS) and SPS credentials. In addition, a proven track record of managing and developing a team of Financial Advisers is advantageous. This is an excellent opportunity.

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