Senior Analyst, Account Management

4 weeks ago


England, United Kingdom MERJE Ltd Full time

Our client, a leading Wealth Management firmare looking for a CDDMonitoring Analysttojoin the Financial Crime team on a permanent basis.
As CDD Monitoring Analyst you will be responsible for the ongoing monitoring activities including periodic reviews and ongoing transaction/ payment monitoring.
Work with the CDD Monitoring Manager, with reference to members of the Financial Crime Team where necessary, in the completion of an account periodic review.
To perform periodic reviews of existing clients in line with the client’s risk rating. For example, High Risk client reviews are performed annually.
To collect missing information (by writing to clients and/or speaking to Execs) and chasing any requested information. To perform electronic screening refreshes to ensure there are no changes to possible PEP, RCA, Sanctioned and/ or adverse media exposure that may pose a risk to the firm.
To refresh the client risk assessment to ensure that the appropriate level of due diligence has been applied.
To ensure that the account structure is correctly documented in Avaloq and that all parties are correctly stored in Avaloq (so as to ensure that they are covered in our overnight screening).
To investigate overnight screening alerts to establish if there are any changes to a client status including PEP/ RCA/ Sanctions and/ or adverse media. Where a positive match is identified to escalate to the Senior CDD Manager/ Financial Crime Compliance.
Proficient in Word, Excel and Outlook


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