Trade Surveillance

2 days ago


United Kingdom Black Swan Group Full time

Role Overview

This role focuses on trade surveillance across a variety of commodity products, with opportunities to participate in surveillance projects and build relationships with front-office sales and trading stakeholders. The successful candidate will primarily utilise Nasdaq SMARTS for trade surveillance activities.

Responsibilities

  • Conduct trade surveillance across energy and metals derivatives.
  • Escalate any findings of suspicious activity to management and report to regulators.
  • Ensure compliance with the company's regulatory requirements.
  • Optimise market surveillance alert parameters, leveraging in-depth trading knowledge.
  • Collaborate with other team members and departments to carry out thorough investigations.

Experience

  • A minimum of 4 years in a similar role or within a commodities business.
  • Strong team player with experience in engaging with a variety of stakeholders.
  • Extensive knowledge of trade surveillance, Market Abuse Regulation (MAR), and Nasdaq SMARTS.


  • Trade Surveillance

    2 days ago


    United Kingdom Black Swan Group Full time

    Role Overview This role focuses on trade surveillance across a variety of commodity products, with opportunities to participate in surveillance projects and build relationships with front-office sales and trading stakeholders. The successful candidate will primarily utilise Nasdaq SMARTS for trade surveillance activities. Responsibilities Conduct trade...


  • United Kingdom OCR Alpha Full time €100,000 - €130,000

    About the Company - OCR Alpha is currently working with one of Europe’s leading hedge funds with over $20 billion AUM. They are a truly global business with a multi-strategy approach. About the Role - We are looking for an experienced Compliance Manager to join on a permanent basis. In this role, you will support the Chief Compliance Officer and broader...

  • Compliance Manager

    2 days ago


    United Kingdom OCR Alpha Full time €100,000 - €130,000

    About the Company - OCR Alpha is currently working with one of Europe’s leading hedge funds with over $20 billion AUM. They are a truly global business with a multi-strategy approach. Our client prides itself on its’ cohesive and collaborative culture. About the Role - We are looking for an experienced Compliance Manager to join on a permanent basis....


  • United Kingdom GFO-X Full time

    GFO-X is the UK's first regulated and centrally cleared trading venue dedicated to digital asset derivatives. GFO-X services large global institutional participants who require a regulated, institutional-grade trading venue for digital asset derivatives, including bitcoin index futures and options. Operations at GFO-X have eight main pillars – Market...


  • United Kingdom Sumitomo Mitsui Banking Corporation – SMBC Group Full time

    Department and Role Overview The new role is within our Risk and Regulatory Technology team in EMEA ITSD Cross - Product Platforms department. This team drives the delivery and support of Technology solutions critical to enable SMBC EMEA Risk, Regulatory and Compliance obligations. The purpose of this role is to design, build, implement and support...

  • Raf Regiment Gunner

    6 months ago


    United Kingdom Royal Air Force Full time

    Currently recruiting Sport & fitness Transport & vehicles Travelling the world - PAY DURING FIRST SIX MONTHS - **£18,600+** **+ BENEFITS** - PAY AFTER COMPLETING BASIC TRAINING + SIX MONTHS SERVICE* - **£25,200+** **+ BENEFITS** - Until at least you have completed one year of service and successfully completed Professional Workplace Assessments on first...


  • United Kingdom Sumitomo Mitsui Banking Corporation – SMBC Group Full time

    Department and Role Overview The new role is within our Risk and Regulatory Technology team in EMEA ITSD Cross - Product Platforms department. This team drives the delivery and support of Technology solutions critical to enable SMBC EMEA Risk, Regulatory and Compliance obligations. The purpose of this role is to design, build, implement and support...


  • United Kingdom Sumitomo Mitsui Banking Corporation – SMBC Group Full time

    Department and Role Overview The new role is within our Risk and Regulatory Technology team in EMEA ITSD Cross - Product Platforms department. This team drives the delivery and support of Technology solutions critical to enable SMBC EMEA Risk, Regulatory and Compliance obligations. The purpose of this role is to design, build, implement and support...