Trade Surveillance
2 days ago
Role Overview
This role focuses on trade surveillance across a variety of commodity products, with opportunities to participate in surveillance projects and build relationships with front-office sales and trading stakeholders. The successful candidate will primarily utilise Nasdaq SMARTS for trade surveillance activities.
Responsibilities
- Conduct trade surveillance across energy and metals derivatives.
- Escalate any findings of suspicious activity to management and report to regulators.
- Ensure compliance with the company's regulatory requirements.
- Optimise market surveillance alert parameters, leveraging in-depth trading knowledge.
- Collaborate with other team members and departments to carry out thorough investigations.
Experience
- A minimum of 4 years in a similar role or within a commodities business.
- Strong team player with experience in engaging with a variety of stakeholders.
- Extensive knowledge of trade surveillance, Market Abuse Regulation (MAR), and Nasdaq SMARTS.
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