Legal Risk and Compliance Officer

1 month ago

London, United Kingdom Coopman Search and Selection Full time

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. The firm have offices across UK, Dubai & US.
Ensure FCA & SEC regulatory compliance requirements are adhered too
~ Operate core compliance programme (PAD, Conflicts, Gifts and entertainment)
~ Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines
~·Monitor regulatory developments (including MAR, MIFID II, MiFIR and EMIR) and updating compliance policies/procedures as required
~ Organise compliance training


5+ years compliance experience, ideally within a hedge fund or investment manager
~ Strong understanding of surveillance and knowledge of various asset classes including fixed income, equity, and derivatives
~ An in-depth understanding of the hedge fund industry & strong general compliance experience
~ Good level of knowledge of FCA, CFTC, SEC & EU regulatory requirements.
~ High energy, drive for excellence, stamina and ability to excel in a fast-paced environment


wood@coopman.As a Certified B Corporation™, we take a different approach to how we do business. As a recognised Great Place to Work™, we ensure our workplace is one that fosters professional growth and collaboration.

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