Senior Oversight Assistant

Ref: 37319Senior Customer Oversight Officer - LondonJoin an esteemed London Insurer as a Senior Customer Oversight Officer and play a pivotal role in ensuring adherence to conduct risk and complaints handling regulations. We are seeking a dedicated professional with extensive experience in financial services, particularly within the insurance sector and the...

Senior Risk and Oversight Manager - £140K DOE - Hybrid / London - FTCI am currently looking for an experienced Senior Risk Manager to join an exciting wealth management company who are well recognised within the industry.The ideal candidate should have a comprehensive background in enterprise risk management, adeptness in writing policies encompassing both...

Coverholder Oversight Assistant (M/F/d)**Location** London, United Kingdom **Introduction** Bell & Clements is a specialist insurance company offering expertise in underwriting, broking and capacity management provisions for Excess and Surplus (E&S) lines insurance solutions. The unique combination of broking and underwriting divisions provides the ability...

Senior Risk and Oversight Manager - £140K DOE Hybrid / LondonFTCI am currently looking for an experienced Senior Risk Manager to join an exciting wealth management company who are well recognised within the industry.The ideal candidate should have a comprehensive background in enterprise risk management, adeptness in writing policies encompassing both risk...

Looking for a CASS Oversight Specialist & experienced people leader. Please reach out if: - you have 10+ years working with CASS 6 & 7. - have covered CASS Reporting, Audit, Projects, Analysis of breaks (root cause analysis), and have handled changes in relation to CASS Reporting. - have led teams of 5+ in the past. CASS OVERSIGHT MANAGER PRIMARY...

**Who we are looking for** As part of the Global Delivery Team UK (EMEA), you will work in a client facing role within State Street's daily operations department. As part of the daily role, the Accounts Oversight Specialist is acting in an oversight capacity, responsible for the investmentaccounts for Life & Pension and OEIC funds, ensuring accuracy,...

Leading engagement with L1 Financial Crime and the business units on new, emerging, and current Intelligence & Complex Investigation typologies, issues and recommendations, whilst providing oversight, reporting and MI to the FCI&I Oversight Senior Manager. Overseeing robust record keeping, of all information linked to intelligence, control gaps and...

Join us as an eTrading Oversight Analyst - This role will see you provide 2LOD oversight of risk management associated with the organisation's algorithmic and electronic trading activities globally - We'll look to you to support oversight of material change processes, algorithmic trading controls and operating processes - You'll have a real opportunity to...

Responsibilities in the role include working closely with the Conduct Oversight Lead in establishing and maintaining a robust Conduct framework (including the oversight of corresponding policies and procedures) which allows TMK to comply with FCA, PRA and Lloyd’s requirements as well as regulators overseas in territories where TMK operates. They will...

**Your team**: - Pictet & Cie (Europe) S.A., London Branch provides services ranging from custody, wealth management, asset servicing and trading to a wide array of domestic and international UHNW clients.- This is a unique opportunity to join the Compliance unit of the London Branch to exercice the function of Head of Compliance Oversight / SMF 16. In this...

Job DescriptionWe're looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in LondonYou'll play a key role in ensuring that LGC's processes remain fit for purpose, policy compliance is maintained and third parties meet LGC's expectations. You'll also be responsible for maintaining a robust 1st line assurance function that...

Some careers open more doors than others. If you’re looking to take an exciting new direction with your HSBC career, an internal move can open the door to many opportunities, allowing you to take on a new challenge, and develop your skills. Bring your knowledge of our brand to a new role and grow yourself further. Our Risk and Compliance function has...

Job Purpose Intercontinental Exchange Inc. (ICE) is looking for a Senior Client Content Oversight Specialist to join our London based team. ICE is a leading global financial information services provider with an established track record of providing mission-critical, high quality financial information and value-added services, including real-time data,...

Job Description We’re looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in London!You’ll play a key role in ensuring that LGC’s processes remain fit for purpose, policy compliance is maintained and third parties meet LGC’s expectations. You’ll also be responsible for maintaining a robust 1st line assurance...

**Who We're Looking For** To own the oversight and governance of outsourced internal services and third party engagements on behalf of State Street Global Markets (SSGM) EMEA, interacting with all GM Business lines and service providers. **Why this role is important to us** Join us if making your mark in the capital markets industry from day one is a...

Job DescriptionWe’re looking for an Assurance and Oversight Manager to join Legal & General Capital (LGC) in London!You’ll play a key role in ensuring that LGC’s processes remain fit for purpose, policy compliance is maintained and third parties meet LGC’s expectations. You’ll also be responsible for maintaining a robust 1st line assurance function...

**Central LRR Risk Oversight Team** Location: London **What will you be doing** The newly created Compliance Risk Oversight Team is responsible for supporting the group wide program to enhance Barclays’ approach to managing Laws, Rules and Regulations applicable to the firm. During the program phase, the Compliance Risk Oversight Team will be responsible...

**Technical Director, LRR Risk Oversight Team** Location: London **What will you be doing** Compliance oversees all compliance activities across Barclays and all the regions in which we do business. The Compliance Function is responsible for the creation and implementation of appropriate regulatory policies across all business lines, for the provision of...

Fixed Term Contract Duration - 6 Months What the Hiring Manager says This is an important interim role, working closely with the Head of Competence and Oversight, Advice, and the leadership team within the Private Client Advisor (QPCA) business. and across the Wealth Management Division. You will be analytical, considered and action orientated in your...

Humanity is facing fundamental challenges, with the future of our planet hanging in the balance. As the principal investment arm of the Legal & General Group, our aim at Legal & General Capital is to generate long-term shareholder value, while helping build a better society. We seek opportunities to invest in sectors most in need of investment and...