Senior Compliance Analyst

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of Business (“COBS”). Reporting to senior stakeholders on the effectiveness of compliance procedures, the provision and analysis of...

We are working exclusively with a trading and investing platform in their search for a Senior Regulatory Compliance Analyst. The role is a 3 to 6 month contract THIS ROLE IS NOT SUITABLE FOR KYC AND AML CANDIDATES - IT IS A REGULATORY COMPLIANCE FOCUSSED ROLE. Ensuring compliance with FCA regulations, in particular the rules relating to Conduct of...

Company DescriptionStarsight Communications is Europe's largest and most respected EMEA analyst relations (AR) consultancy. We provide growth and scale companies with strategic expertise and hands-on tactics to enhance their analyst relations. Founded by experienced AR practitioners, Starsight Communications is committed to delivering exceptional results for...

Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London. Preparation and review of documentation for high-risk clients, escalating to the MLRO as required; Daily monitoring of transactions in respect of AML and MAR Assisting with ongoing Compliance...

THE COMPANY: Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London. Candidates will ideally have FX Broker generalist experience. THE RESPONSIBILITIES: Preparation and review of documentation for high-risk clients, escalating to the MLRO as required;...

Our client is a leading international law and professional services firm providing legal, corporate and fiduciary services to their wide range of clients. THE RESPONSIBILITIES: Be responsible for reviewing the due diligence of existing entities/clients and where appropriate, re-identifying their ownership and control to assess AML/CTF and sanctions risks...

Our client is an international law firm seeking to hire a Senior Conflicts & AML Analyst. This is a fantastic opportunity for a Conflicts or AML Analyst looking for a step up and more responsibility. In this role, you’ll support fee earners globally on a range of compliance issues, help improve current systems, and have the opportunity to get involved...

Job Description We are excited to be working with a top 200 UK law firm to recruit a Risk and Compliance Analyst to support their team. In this role, you will work closely with the manager and the team to help ensure compliance throughout the firm, particularly in relation to business acceptance procedures. To apply for this role, you should have risk...

THE COMPANY: Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London. Candidates will ideally have FX Broker generalist experience. THE RESPONSIBILITIES: Preparation and review of documentation for high-risk clients, escalating to the MLRO as required; ...

THE COMPANY:Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London.Candidates will ideally have FX Broker generalist experience.THE RESPONSIBILITIES:Preparation and review of documentation for high-risk clients, escalating to the MLRO as required;Assisting...

THE COMPANY:Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London.Candidates will ideally have FX Broker generalist experience.THE RESPONSIBILITIES:Preparation and review of documentation for high-risk clients, escalating to the MLRO as required;Assisting...

THE COMPANY:Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London.Candidates will ideally have FX Broker generalist experience.THE RESPONSIBILITIES:Preparation and review of documentation for high-risk clients, escalating to the MLRO as required;Assisting...

THE COMPANY:Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London.Candidates will ideally have FX Broker generalist experience.THE RESPONSIBILITIES:Preparation and review of documentation for high-risk clients, escalating to the MLRO as required;Assisting...

THE COMPANY: Our client is a leading, dynamic financial services and Brokerage company. They are seeking a Senior Compliance Analyst to join the expanding team in London. Candidates will ideally have FX Broker generalist experience. THE RESPONSIBILITIES: Preparation and review of documentation for high-risk clients, escalating to the MLRO as required;...

Job Description Our client is an international law firm seeking to hire a Senior Conflicts & AML Analyst. This is a fantastic opportunity for a Conflicts or AML Analyst looking for a step up and more responsibility. In this role, you’ll support fee earners globally on a range of compliance issues, help improve current systems, and have the opportunity...

Senior Compliance Analyst To support the compliance function with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients...

Senior Compliance Analyst To support the compliance function with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients...

Senior Compliance AnalystTo support the compliance function with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which...

Senior Compliance Analyst To support the compliance function with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients...

Senior Compliance AnalystTo support the compliance function with day-to-day advisory and oversight activities, assist in the delivery of the compliance plan and manage the compliance relationship with assigned managed clients. Supported by the wider Compliance team, the Senior Compliance Analyst will be the primary point of contact for assigned clients which...