Current jobs related to Regulatory Specialist and Senior Specialist - Bournemouth Dorset - ReQuire Consultancy


  • Bournemouth, Bournemouth, United Kingdom Broadgate Full time

    Regulatory Compliance Role at Broadgate Job Title: Senior Compliance Manager Location: Bournemouth, Kent, or London (Hybrid Working) We are seeking a highly skilled Regulatory Compliance Specialist to provide expert advice to our business operations. As a Senior Compliance Manager, you will support compliance leadership, execute the compliance plan, lead...


  • Bournemouth, Bournemouth, United Kingdom Broadgate Full time

    Regulatory Compliance Role at Broadgate Job Title: Senior Compliance Manager Location: Bournemouth, Kent, or London (Hybrid Working) We are seeking a highly skilled Regulatory Compliance Specialist to provide expert advice to our business operations. As a Senior Compliance Manager, you will support compliance leadership, execute the compliance plan, lead...


  • Bournemouth, Bournemouth, United Kingdom Broadgate Full time

    Regulatory Compliance Specialist **Job Summary:** We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Broadgate. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements. **Key Responsibilities:** * Provide expert regulatory...


  • Bournemouth, Bournemouth, United Kingdom Broadgate Full time

    Regulatory Compliance Specialist **Job Summary:** We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Broadgate. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements. **Key Responsibilities:** * Provide expert regulatory...

  • Ethics Specialist

    5 days ago


    Bournemouth, Bournemouth, United Kingdom Specialist Orthodontic Practice Full time

    Job Opportunity at Specialist Orthodontic PracticeWe are seeking a highly skilled and motivated individual to join our team as an Orthodontic Care Professional. This part-time position offers a unique opportunity to deliver specialist orthodontic services to NHS patients under the supervision of an experienced specialist orthodontist.Key...

  • Ethics Specialist

    5 days ago


    Bournemouth, Bournemouth, United Kingdom Specialist Orthodontic Practice Full time

    Job Opportunity at Specialist Orthodontic PracticeWe are seeking a highly skilled and motivated individual to join our team as an Orthodontic Care Professional. This part-time position offers a unique opportunity to deliver specialist orthodontic services to NHS patients under the supervision of an experienced specialist orthodontist.Key...

  • Ethics Specialist

    1 day ago


    Bournemouth, Bournemouth, United Kingdom Specialist Orthodontic Practice Full time

    Job Opportunity: Specialist Orthodontic PracticeWe are seeking a highly skilled and motivated professional to join our team as an Orthodontic Care Professional. This part-time position offers a unique opportunity to deliver specialist orthodontic services to NHS patients under the supervision of an experienced specialist orthodontist.Key...

  • Ethics Specialist

    24 hours ago


    Bournemouth, Bournemouth, United Kingdom Specialist Orthodontic Practice Full time

    Job Opportunity: Specialist Orthodontic PracticeWe are seeking a highly skilled and motivated professional to join our team as an Orthodontic Care Professional. This part-time position offers a unique opportunity to deliver specialist orthodontic services to NHS patients under the supervision of an experienced specialist orthodontist.Key...

  • Ethics Specialist

    2 days ago


    Bournemouth, Bournemouth, United Kingdom Specialist Orthodontic Practice Full time

    Job Opportunity: Specialist Orthodontic PracticeWe are seeking a highly skilled and motivated professional to join our team as an Orthodontic Care Professional. This part-time position offers a unique opportunity to deliver specialist orthodontic services to NHS patients under the supervision of an experienced specialist orthodontist.Key...

  • Ethics Specialist

    2 days ago


    Bournemouth, Bournemouth, United Kingdom Specialist Orthodontic Practice Full time

    Job Opportunity: Specialist Orthodontic PracticeWe are seeking a highly skilled and motivated professional to join our team as an Orthodontic Care Professional. This part-time position offers a unique opportunity to deliver specialist orthodontic services to NHS patients under the supervision of an experienced specialist orthodontist.Key...


  • Bournemouth, Bournemouth, United Kingdom Jigsaw Specialist Recruitment Full time

    Job Opportunity:Caretaker - Maintenance SpecialistJigsaw Specialist Recruitment is seeking a highly skilled and experienced Caretaker to join our team as a full-time, permanent Maintenance Specialist. This role is perfect for someone with experience in facilities management or maintenance.Key Responsibilities:Maintain the cleanliness and organization of...


  • Bournemouth, Bournemouth, United Kingdom Jigsaw Specialist Recruitment Full time

    IT Support Specialist - Bournemouth, United Kingdom - Jigsaw Specialist RecruitmentExciting Opportunity for IT Support Technician in Bournemouth.Job Summary:We are seeking an experienced IT Support Technician to provide technical support to students and staff in a higher education setting. As a key member of our IT team, you will ensure a seamless and...


  • Bournemouth, Bournemouth, United Kingdom Jigsaw Specialist Recruitment Full time

    IT Support Specialist - Bournemouth, United Kingdom - Jigsaw Specialist RecruitmentExciting Opportunity for IT Support Technician in Bournemouth.Job Summary:We are seeking an experienced IT Support Technician to provide technical support to students and staff in a higher education setting. As a key member of our IT team, you will ensure a seamless and...


  • Bournemouth, Bournemouth, United Kingdom Jigsaw Specialist Recruitment Full time

    Exciting Opportunity for IT Support Technician in Bournemouth**Job Summary:**We are seeking an experienced IT Support Technician to join our team in a higher education setting. As a key member of our IT team, you will be responsible for delivering exceptional IT support to students and staff.**Key Responsibilities:*** Provide technical support and assistance...


  • Bournemouth, Bournemouth, United Kingdom Jigsaw Specialist Recruitment Full time

    Exciting Opportunity for IT Support Technician in Bournemouth**Job Summary:**We are seeking an experienced IT Support Technician to join our team in a higher education setting. As a key member of our IT team, you will be responsible for delivering exceptional IT support to students and staff.**Key Responsibilities:*** Provide technical support and assistance...


  • Bournemouth, Bournemouth, United Kingdom Hays Specialist Recruitment Limited Full time

    HR Business Partner OpportunityWe are seeking an experienced HR Business Partner to join our team at Hays Specialist Recruitment Limited. As an HR Business Partner, you will be responsible for partnering with key divisional leadership teams to drive forward strategic HR and OD initiatives.Key Responsibilities:Employee Engagement and ExperienceWorkforce...


  • Bournemouth, Bournemouth, United Kingdom Hays Specialist Recruitment Limited Full time

    HR Business Partner OpportunityWe are seeking an experienced HR Business Partner to join our team at Hays Specialist Recruitment Limited. As an HR Business Partner, you will be responsible for partnering with key divisional leadership teams to drive forward strategic HR and OD initiatives.Key Responsibilities:Employee Engagement and ExperienceWorkforce...


  • Bournemouth, Bournemouth, United Kingdom Hays Specialist Recruitment Limited Full time

    Job Title: HR Business PartnerA seasoned HR Business Partner is required to drive strategic HR initiatives and support key divisional leadership teams. The ideal candidate will have a strong background in HR and OD, with experience in employee engagement, workforce planning, strategic recruitment, and organizational design.Key Responsibilities:Develop and...


  • Bournemouth, Bournemouth, United Kingdom Hays Specialist Recruitment Limited Full time

    HR Business Partner OpportunityWe are seeking an experienced HR Business Partner to join our team at Hays Specialist Recruitment Limited. As an HR Business Partner, you will be responsible for partnering with key divisional leadership teams to drive forward strategic HR and OD initiatives.Key Responsibilities:Develop and implement employee engagement...


  • Bournemouth, Bournemouth, United Kingdom Hays Specialist Recruitment Limited Full time

    HR Business Partner OpportunityWe are seeking an experienced HR Business Partner to join our team at Hays Specialist Recruitment Limited. As an HR Business Partner, you will be responsible for partnering with key divisional leadership teams to drive forward strategic HR and OD initiatives.Key Responsibilities:Develop and implement employee engagement...

Regulatory Specialist and Senior Specialist

3 months ago


Bournemouth Dorset, United Kingdom ReQuire Consultancy Full time

Job Description ​Our client provides essential infrastructure services to the wealth management industry, including custody, brokerage, pensions, and technology solutions. These services are designed for IFAs, wealth managers, investment managers, and family offices.
At the heart of their offerings is an investment platform service that allows financial advisers and managers to manage all their clients' investments in one secure, high-quality platform. This service is available for both UK and international markets.
Additionally, our client licenses enterprise technology that integrates with existing systems in the wealth management sector. This integration facilitates growth and enhances service capabilities for both the business and its clients.
About the role of Technical Compliance Specialist: You will review and implement changes due to new laws. You'll ensure our products and services follow all legal and industry standards. Your role involves providing technical compliance support across various business areas and leading or contributing to projects. You will also collaborate with experts to manage and enhance the compliance practices.
As a Technical Compliance Specialist, your role centers on ensuring that the operations align with FCA Consumer Duty rules, internal values, and compliance standards.
Key responsibilities include:
Handling daily compliance inquiries, particularly those related to changes in legislation, regulations, and specific rules concerning HMRC pensions and ISAs.
Collaborating with various departments, product providers, and clients to support compliance, mitigate risks, and drive continuous improvement.
Identifying and addressing compliance trends through monitoring activities, risk management, and controls.
Supporting internal teams with technical compliance issues and initiatives, and managing changes in processes to enhance compliance, risk management, and efficiency.
Keeping up with regulatory developments and communicating these to both the board and all employees.
Overseeing the implementation of regulatory changes and managing compliance and regulatory inquiries.
Maintaining relationships with relevant governmental and regulatory bodies, updating compliance programs, and risk assessments.
Assisting in the development and revision of policies and standards, and providing specific technical training on products.
Your role is pivotal in ensuring that compliance integrates smoothly with business operations and that the business remains ahead of regulatory changes.
Skills and experiences will include:
​You need a deep understanding of the legal and compliance regulations around SIPP and ISA products and HMRC legislation. You should have strong leadership and critical thinking skills for risk assessment, be a natural problem solver with keen attention to detail, and have the ability to advise, negotiate, and influence across all levels.