MLRO - Compliance Manager (Permanent)
4 weeks ago
Our client is a long established, independent and family owned and managed group providing a wide range of trust, corporate management, accounting and business services to an international and local client base. As they continue to enjoy business growth, in support of a succession plan, they require an experience Compliance Manager-MLRO. The Compliance Manager will: Fulfil appointment as Money Laundering Reporting Officer (MLRO) Maintenance of policies and procedures and updating as necessary to ensure compliance with all relevant legislation, including:
- Financial Services Rule Book
- Anti-Money Laundering & Countering Financing of Terrorism
- Business Risk Assessment
- Technological Risk Assessment
- Compliance Monitoring Program
- Dealing with Thematic Reviews
- Staff Training
- Sanctions Monitoring
- Transaction Monitoring
- Client Assets Reports
- Submission of AML/CFT Returns
- General Data Protection Regulation
- Beneficial Ownership Act
- Initial Review
- Annual Risk Reviews
- Enhanced Due Diligence
- FATCA/CRS Compliance & Reporting
- Legal Support to the business as required
- Experience in a similar role and/or compliance environment
- Hold relevant compliance qualifications or be studying towards them
- Detailed knowledge of the FSA Guidelines, Rule Book and requirements
- Current knowledge of Anti-Money Laundering Guidelines
- Relationship management and interpersonal skills
- Communication, influencing and negotiating skills
- Proven business development skills
- Policy development and implementation
- Strong in building relationships and able to communicate at all levels
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Compliance Monitoring Manager
4 weeks ago
Scotland, United Kingdom Orchard Recruitment Ltd Full timeOur client is a long established, independent and family owned and managed group providing a wide range of trust, corporate management, accounting and business services to an international and local client base. As they continue to enjoy business growth, in support of a succession plan, they require an experience Compliance Manager-MLRO. The Compliance...
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Legal Risk and Compliance Officer
2 weeks ago
Scotland, United Kingdom Orchard Recruitment Ltd Full timeOur Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible...
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Legal Risk and Compliance Officer
2 weeks ago
Scotland, United Kingdom Orchard Recruitment Ltd Full timeOur Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible...
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Compliance Monitoring Manager
1 week ago
Scotland, United Kingdom Orchard Recruitment Ltd Full timeOur client is a long established, independent and family owned and managed group providing a wide range of trust, corporate management, accounting and business services to an international and local client base. As they continue to enjoy business growth, in support of a succession plan, they require an experience Compliance Manager-MLRO. The Compliance...
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Compliance Officer
1 week ago
Scotland, United Kingdom Orchard Recruitment Ltd Full timeOur Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team.Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible for...
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Compliance Officer
2 weeks ago
Scotland, United Kingdom Orchard Recruitment Ltd Full timeOur Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible...
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Compliance Officer
2 weeks ago
Scotland, United Kingdom Orchard Recruitment Ltd Full timeOur Douglas-based Client is a leading specialist provider of corporate and fiduciary services to a range of private and commercial Clients around the world. They now require an experienced Compliance Officer to join the team. Reporting to the Head of compliance and MLRO, the Compliance Officer will, collectively with the other team members, be responsible...
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Compliance (Permanent)
7 days ago
Scotland, United Kingdom BMC Recruitment Group Ltd Full timeMain responsibilities: File checking for all business types pre and post-sale All investment types will be covered, although training will be provided on more complex investment areas Assisting with daily and monthly reporting of compliance stats Dealing with adviser queries by email and phone Assisting with compliance investigations The...
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Compliance (Permanent)
7 days ago
Scotland, United Kingdom BMC Recruitment Group Ltd Full timeMain responsibilities: File checking for all business types pre and post-sale All investment types will be covered, although training will be provided on more complex investment areas Assisting with daily and monthly reporting of compliance stats Dealing with adviser queries by email and phone Assisting with compliance investigations The...
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Compliance Administrator
2 weeks ago
Scotland, United Kingdom Hays Full timeCompliance Administrator Blackburn Full-time: Permanent £24,000 + DOE 25 days AL + Bank + Birthday Your new companyA growing Finance team based in Blackburn, are now recruiting on a full-time permanent basis for a Compliance Administrator, this is due to the development of internal progression the business. Searching for an experienced, ambitious customer...
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Compliance Admin Associate
2 weeks ago
Scotland, United Kingdom Hays Full timeCompliance Administrator Blackburn Full-time: Permanent £24,000 + DOE 25 days AL + Bank + Birthday Your new companyA growing Finance team based in Blackburn, are now recruiting on a full-time permanent basis for a Compliance Administrator, this is due to the development of internal progression the business. Searching for an experienced, ambitious customer...
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Health and Safety Advisor
2 months ago
Scotland, United Kingdom Permanent Futures Full timeWe have an exciting opportunity available for a leading manufacturing business. Here at Futures, we are looking for a Health and Safety Advisor due to continued growth and expansion of the company. Reporting into the Health, Safety & Environmental Manager you will be responsible for providing high levels of Health & Safety admin / hands on support to the...
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Compliance Lead
3 weeks ago
Scotland, United Kingdom AIR Personnel Ltd Full timeAir Personnel are looking for a Compliance Lead We are currently seeking a full time, permanent Compliance Lead. Travel will be required as part of the role. Purpose of the role: This is an important role in maintaining and continuously improving compliance performance and maintaining standards for Pt.145, Pt.147, Pt.21J, Pt.CAMO, Ground and...
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General Health
2 months ago
Scotland, United Kingdom Permanent Futures Full timeWe have an exciting opportunity available for a leading manufacturing business. Here at Futures, we are looking for a Health and Safety Advisor due to continued growth and expansion of the company. Reporting into the Health, Safety & Environmental Manager you will be responsible for providing high levels of Health & Safety admin / hands on support to the...
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Compliance Monitoring and Safety Manager
4 weeks ago
Scotland, United Kingdom AIR Personnel Ltd Full timeAir Personnel are looking for a NATIONAL AOC Safety and Compliance Manager to join their client in Aberdeen. Regional, vitally important role maintaining and continuously improving compliance across the multi discipline areas of aviation regulation, health, safety and environmental performance. Responsible for implementing and monitoring policies and...
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Compliance Advisory Manager EMEA
1 week ago
Edinburgh, Scotland, Scotland, United Kingdom Meraki Talent Ltd Full timeCompliance Advisory Manager EMEAEdinburgh Permanent Meraki Talent’s leading Financial Services client are looking for a Compliance Advisory Managerto join their team in Edinburgh. This is a fantastic opportunity to join an expanding team and for this individual to play a large part in the functions growth and development in Edinburgh over the coming years...
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Compliance File Checker
7 days ago
Scotland, United Kingdom BMC Recruitment Group Ltd Full timeMain responsibilities: File checking for all business types pre and post-saleAll investment types will be covered, although training will be provided on more complex investment areasAssisting with daily and monthly reporting of compliance statsDealing with adviser queries by email and phoneAssisting with compliance investigations The candidate should hold...
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Compliance File Checker
7 days ago
Scotland, United Kingdom BMC Recruitment Group Ltd Full timeMain responsibilities: File checking for all business types pre and post-saleAll investment types will be covered, although training will be provided on more complex investment areasAssisting with daily and monthly reporting of compliance statsDealing with adviser queries by email and phoneAssisting with compliance investigations The candidate should hold...
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NATIONAL AOC Safety and Compliance Manager
4 weeks ago
Scotland, United Kingdom AIR Personnel Ltd Full timeAir Personnel are looking for a NATIONAL AOC Safety and Compliance Manager to join their client in Aberdeen. Regional, vitally important role maintaining and continuously improving compliance across the multi discipline areas of aviation regulation, health, safety and environmental performance. Responsible for implementing and monitoring policies and...
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Compliance Assurance Manager
1 week ago
Edinburgh, Scotland, Scotland, United Kingdom InterQuest Group Full timeAre you passionate about navigating the intricate landscape of regulatory compliance? Do you thrive on providing strategic guidance to ensure adherence to industry standards and regulations? If so, we want you to join our clients team.4 days a week in the Edinburgh office.Responsibilities:Provide Expert Compliance Guidance: Offer insightful advice and...