Regulatory Controller
12 hours ago
Controllers, Recovery and Resolution Planning (RRP) Assurance – Vice President, London
Controllers ensure that the firm meets all the financial control and reporting obligations of a global, regulated, and public financial institution. Our professionals measure the profitability of, and risks associated with, every aspect of the firm's business. Controllers also ensure that the firm's activities are conducted in compliance with the regulations governing transactions in the financial markets.
We're a team of specialists charged with managing the firm’s liquidity, capital, and risk, and providing the overall financial control and reporting functions. Whether assessing the creditworthiness of the firm’s counterparties, monitoring market risks associated with trading activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm’s success. The RRP Core Team is responsible for setting the strategy for, planning, and coordinating the firm’s global and local RRP deliverables. The team also has responsibility for running the assurance framework across our RRP capabilities and is the first point of call for regulatory enquiries relating to RRP globally.
Management Information Systems
Legal Entity Rationalization and Separability
This role will require strong analytical skills including the ability to review and challenge output provided by capability owners in the context of the tests, and also the ability to produce documentation to meet regulatory submission standards.
Organizational / project management skills: ability to work with a federated team of 100+ individuals across multiple divisions within the firm to plan and execute on the firm’s RRP deliverables.
Technical competence: aptitude to understand, interpret and implement RRP regulatory rulesets and guidance.
Analytical skills: ability to review and challenge financial projections included in the recovery and resolution plans.
Writing skills: the ability to produce documentation to meet regulatory submission standards, and to critically review materials prepared by other areas.
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