Head of Fund Oversight, Investment Management, London

4 weeks ago


London, United Kingdom eFinancialCareers Full time

Responsibilities

  • Plan, implement, and drive initiatives aligned with the firm???s business objectives to enhance fund service capabilities, consolidate opportunities for growth, and maintain competitiveness through new product implementation and operational improvements.
  • Take comprehensive responsibility for fund operations, including but not limited to: fund accounting, valuations, investment risk oversight, compliance monitoring, day-to-day fund services activities, and fostering a culture of continuous improvement across fund services operations.
  • Ensure comprehensive CASS compliance through monitoring, interpretation, and implementation of regulations, policies, and controls, including client money and custody asset rules.??
  • Conduct regular reviews, communicate regulatory updates, maintain asset safeguarding processes, oversee third-party provider compliance, coordinate audits and inspections, serve as the main internal and external liaison for CASS matters, and provide guidance and training on regulations and requirements.
  • Ensure compliance with regulatory standards and industry norms by establishing and upholding effective risk management and compliance frameworks. Work closely with compliance and legal teams to design policies and procedures aimed at mitigating operational, financial, and regulatory risks. Stay abreast of regulatory updates and industry trends in fund services, adapting practices accordingly to maintain compliance.

Requirements

  • Undergraduate degree in economics, finance, or similar field
  • Advanced degree - e.g. MBA/CFA (desired)
  • 15+ years experience in fund services operations within a wealth/asset management context within the UK market
  • Proven understanding of fund administration procedures, investment products, and fund structures
  • Strong communication and interpersonal skills; proficient in building and maintaining relationships with internal and external stakeholders.
  • Experience with fund administration systems and technology platforms
#J-18808-Ljbffr

  • London, United Kingdom Goodman Masson Full time

    Responsibilities: The purpose of this role is the oversight of the company's investment risk management controls and providing investment risk analysis (including 2nd opinion on investment strategies and mandates). Overall responsibility for advice, monitoring, planning,and reporting of risk. The role requires an individual with detailed knowledge of...


  • London, United Kingdom eFinancialCareers Full time

    Responsibilities: The purpose of this role is the oversight of the company's investment risk management controls and providing investment risk analysis (including 2nd opinion on investment strategies and mandates). Overall responsibility for advice, monitoring, planning,and reporting of risk. The role requires an individual with detailed knowledge of...


  • London, United Kingdom eFinancialCareers Full time

    Responsibilities Plan, implement, and drive initiatives aligned with the firm???s business objectives to enhance fund service capabilities, consolidate opportunities for growth, and maintain competitiveness through new product implementation and operational improvements. Take comprehensive responsibility for fund operations, including but not limited...


  • London, United Kingdom eFinancialCareers Full time

    Responsibilities Plan, implement, and drive initiatives aligned with the firm???s business objectives to enhance fund service capabilities, consolidate opportunities for growth, and maintain competitiveness through new product implementation and operational improvements. Take comprehensive responsibility for fund operations, including but not...


  • London, United Kingdom eFinancialCareers Full time

    Responsibilities Plan, implement, and drive initiatives aligned with the firm???s business objectives to enhance fund service capabilities, consolidate opportunities for growth, and maintain competitiveness through new product implementation and operational improvements. Take comprehensive responsibility for fund operations, including but not...


  • London, United Kingdom Seven Investment Management Full time

    The role would work across new and strategically aligned teams within the investment area who are responsible for managing the product set (investment product) but also maintaining the relationships with our key clients (investment solutions). It is important to note the role is not one that would be directly influenced involved in investment decision...


  • London, United Kingdom Alexander Mann Solutions (AMS) Full time

    **Job description - summary** On behalf of M&G, AMS are looking for an **Investment Funds Oversight specialist **based in** **Reading, London or Edinburgh. **This role requires ideally to be in office one day a week. **At M&G our vision is**: to become the best loved and most successful savings and investment business and we’re looking for people who are...


  • London, United Kingdom Jupiter Fund Management Full time

    Jupiter is one of the UK's leading investment management companies with just over 500 employees and £51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and...


  • London, United Kingdom Jupiter Fund Management Full time

    Jupiter is one of the UK's leading investment management companies with just over 500 employees and £51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and...


  • London, United Kingdom Jupiter Fund Management Full time

    Jupiter is one of the UK's leading investment management companies with just over 500 employees and £51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and...


  • London, United Kingdom Jupiter Fund Management Full time

    Jupiter is one of the UK's leading investment management companies with just over 500 employees and £51.4 billion worth of assets under management (as at 30th June 2023). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs and Dublin OEICs), separately managed accounts and...


  • London, United Kingdom 253 FIL Investment Management Ltd Full time

    About the Opportunity Job Type: PermanentApplication Deadline: 28 June 2024 Title: Senior Manager, Investment Risk Department: Investment Risk Location: London Reports To: Head of Market Risk and Stress Testing Level: 6 The Department The Global Risk team in Fidelity covers the management oversight of Fidelity’s risk profile...


  • London, United Kingdom 253 FIL Investment Management Ltd Full time

    About the Opportunity Job Type: PermanentApplication Deadline: 28 June 2024 Title: Senior Manager, Investment Risk Department: Investment Risk Location: London Reports To: Head of Market Risk and Stress Testing Level: 6 The Department The Global Risk team in Fidelity covers the management oversight of Fidelity’s risk profile...


  • London, United Kingdom Seven Investment Management Full time

    The role would work across new and strategically aligned teams within the investment area who are responsible for managing the product set (investment product) but also maintaining the relationships with our key clients (investment solutions). It is important to note the role is not one that would be directly influenced involved in investment decision...


  • London, United Kingdom Seven Investment Management LLP Full time

    The role would work across new and strategically aligned teams within the investment area who are responsible for managing the product set (investment product) but also maintaining the relationships with our key clients (investment solutions). It is important to note the role is not one that would be directly influenced involved in investment decision...


  • London, United Kingdom Legal & General Investment Management Full time

    Your role at a glance We are looking for someone to join us as the Head of Data Oversight! In this role you'll be leading a small team and providing strategic direction to the oversight function. This is a key position in the organisation with the incumbent needing to demonstrate an in-depth understanding of the operating model and have the ability to...


  • London, United Kingdom USS Investment Management Limited Full time

    When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. In your role as Head of Investment Risk, you will make a meaningful and valued contribution from the outset. This role will provide a great opportunity toprovide reporting, oversight and control on investment risk at...


  • London, United Kingdom USS Investment Management Limited Full time

    When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. In your role as Head of Investment Risk, you will make a meaningful and valued contribution from the outset. This role will provide a great opportunity toprovide reporting, oversight and control on investment risk at...


  • London, United Kingdom USS Investment Management Limited Full time

    When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. In your role as Head of Investment Risk, you will make a meaningful and valued contribution from the outset. This role will provide a great opportunity toprovide reporting, oversight and control on investment risk at...


  • London, United Kingdom USS Investment Management Limited Full time

    When you join USS, the size and scale of our pension scheme means you will have numerous opportunities to learn and develop your career. In your role as Head of Investment Risk, you will make a meaningful and valued contribution from the outset. This role will provide a great opportunity toprovide reporting, oversight and control on investment risk at...