Head of Compliance

3 days ago


North East England, United Kingdom Willow Resourcing Full time

Perhaps you’re looking for your first Head of Compliance role?
Or perhaps you simply want to join a business with ambitious growth plans?
This is a great time to join this network of Mortgage and Financial Advisers that supports a growing community of Appointed Representatives whilst retaining the personal touch and feel of a small business.
You’ll ensure the Compliance framework is continually developed, enhanced, and embedded while promoting a robust compliance culture throughout the business.
Undertaking annual certification of advisers, fitness and propriety checks, and annual KPI reviews and skill assessments.
# Providing day-to-day Compliance advice and guidance to the network.
# You’ll be an experienced senior Compliance specialist with wealth management and mortgage experience, ideally being qualified to CII Level 4 and holding the CeMAP qualification. The company is based in Gateshead, and you must be able to commute into the office a couple of times each week.
Growing Wealth, Mortgage and Protection Network
Hybrid Working


  • Head of Compliance

    3 days ago


    England, United Kingdom Heat Recruitment Full time €70,000

    Job Description Our client is a long-established, owner-run IFA with a strong national presence and a decade of consistent growth. They pride themselves on maintaining the highest standards of compliance and are seeking a skilled Head of Compliance to lead their compliance efforts for a team of advisors. Position Overview: The Head of Compliance will play...

  • Head of Compliance

    3 days ago


    North East England, United Kingdom Willow Resourcing Full time

    Perhaps you’re looking for your first Head of Compliance role? Or perhaps you simply want to join a business with ambitious growth plans? This is a great time to join this network of Mortgage and Financial Advisers that supports a growing community of Appointed Representatives whilst retaining the personal touch and feel of a small business. The group...

  • Head of Risk

    3 days ago


    England, United Kingdom MERJE Ltd Full time

    MERJE is excited to present an exceptional opportunity for a Head of Risk & Compliance in the IT Services and Telecoms sector. This pivotal role offers a chance to lead risk management and compliance strategies for a dynamic company at the forefront of technology and communications. Our client is a leading player in the IT Services and Telecoms industry,...

  • Head of Compliance

    1 month ago


    England,, UK, United Kingdom X4 Technology Full time

    Job Title: Head of Compliance (UK Remote)Location: Remote within the UK (No visa sponsorship available)Industry: Payments & FXAs the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money laundering is disclosed appropriately to the relevant authorities meeting the requirement of The Proceeds of Crime Act (POCA)....

  • Head of Risk

    3 days ago


    England, United Kingdom SaccoMann Full time

    Leading law firm in the East Yorkshire market is looking to recruit a head of risk & compliance. The firm has a fantastic reputation and is known for their supportive and collegiate working environment and excellent staff retention. This is a varied role including all aspects of legal risk & compliance such as: AML Conflicts of interest Reviewing...

  • Head of Compliance

    9 hours ago


    North East, United Kingdom Willow Resourcing Full time

    Perhaps you’re looking for your first Head of Compliance role?Or perhaps you simply want to join a business with ambitious growth plans?This is a great time to join this network of Mortgage and Financial Advisers that supports a growing community of Appointed Representatives whilst retaining the personal touch and feel of a small business.The group also...

  • Head of Compliance

    1 month ago


    Eastern England, United Kingdom X4 Technology Full time

    Job Title: Head of Compliance (UK Remote)Location: Remote within the UK (No visa sponsorship available)Industry: Payments & FXAs the nominated officer, the MLRO ensures that information leading to knowledge or suspicion of money laundering is disclosed appropriately to the relevant authorities meeting the requirement of The Proceeds of Crime Act (POCA)....


  • North Watford, United Kingdom Howard Cottage Full time

    We are recruiting a Head of Asset and Compliance to lead the Asset Team at First Garden Cities Homes.The successful candidate will lead and manage the Asset and Compliance function ensuring that statutory compliance, maintenance, planned improvement programmes and estate maintenance are carried out to the highest standard.They will also act as a member of...


  • North East, United Kingdom Sacco Mann Full time

    Sacco Mann is a leading law firm seeking an experienced Compliance Assurance Professional to join their growing compliance team in Newcastle. As a key member of the team, you will be responsible for ensuring the firm's compliance with regulatory requirements.About the RoleThis is an excellent opportunity for a motivated and detail-oriented individual to take...


  • North Yorkshire, United Kingdom Warman O'Brien Full time

    Job Description:We are seeking an experienced Head of Pharmaceutical Compliance to join our team at Warman O'Brien. As a key member of our quality department, you will be responsible for ensuring compliance with all regulatory standards.About the Job:Develop and implement quality strategies to meet business objectives.Lead and manage the quality team,...

  • Compliance Manager

    3 months ago


    England, United Kingdom ICG Medical Full time

    Job Title: Compliance ManagerAbout ICG Medical: ICG Medical is a leading global healthcare recruiter with a focus on nurses (all specialities), midwives and home care/healthcare workers. Our company vision is to improve patient care. The DNA make up of our business stems from our core values: Open, Family and Passion. The business is made up of three...

  • Compliance Manager

    3 months ago


    England,, UK, United Kingdom ICG Medical Full time

    Job Title: Compliance ManagerAbout ICG Medical: ICG Medical is a leading global healthcare recruiter with a focus on nurses (all specialities), midwives and home care/healthcare workers. Our company vision is to improve patient care. The DNA make up of our business stems from our core values: Open, Family and Passion. The business is made up of three...


  • England, United Kingdom MERJE Ltd Full time

    MERJE is excited to present an exceptional opportunity for a Head of Risk & Compliance in the IT Services and Telecoms sector. This pivotal role offers a chance to lead risk management and compliance strategies for a dynamic company at the forefront of technology and communications. Our client is a leading player in the IT Services and Telecoms industry,...


  • England, United Kingdom Heat Recruitment Full time €70,000

    They pride themselves on maintaining the highest standards of compliance and are seeking a skilled Head of Compliance to lead their compliance efforts for a team of advisors. The Head of Compliance will play a crucial role in ensuring the firm adheres to all regulatory requirements and maintains exceptional compliance standards. This position requires a...


  • North East, United Kingdom SaccoMann Full time

    At SaccoMann, we're seeking an experienced Compliance Auditor to lead our quality assurance efforts in central Newcastle.Salary: We offer a competitive salary of £45,000 - £60,000 per annum, reflecting the skills and qualifications required for this role.Job Description:We require a professional with 2+ years' experience in regulated legal or professional...

  • Compliance Director

    3 weeks ago


    North East, United Kingdom Willow Resourcing Full time

    About the RoleWe are seeking an experienced senior Compliance specialist to join our team as a Head of Compliance.Job DescriptionThis is a fantastic opportunity for a skilled professional to lead the development, enhancement, and embedding of our Compliance framework.You will promote a robust compliance culture throughout the business by undertaking annual...


  • East Liverpool, Ohio, United Kingdom The City of Liverpool College Full time

    Transform Your Career with a Rewarding Role at The City of Liverpool CollegeWe are seeking an experienced Regulatory Compliance Specialist to join our team. This is a fantastic opportunity for you to utilise your expertise in compliance and data management to contribute to the success of our college.The ideal candidate will possess a strong background in...

  • Regulatory Risk

    2 weeks ago


    North Shields, North East, United Kingdom NRG Full time

    We are currently working with a Financial Services client based in North Tyneside who are looking for a Regulatory Risk and Compliance Manager to join their team in order to ensure compliance frameworks are efficient and effective.Is your CV ready If so, and you are confident this is the role for you, make sure to apply asap.This role has a salary up to...

  • Compliance Officer

    1 month ago


    Eastern England, United Kingdom ICG Medical Full time

    Job Title: Compliance ManagerWe are seeking a highly skilled Compliance Manager to oversee the performance of our compliance division and ensure that all candidates adhere to relevant rules, regulations, and contractual obligations.Key Responsibilities:Oversee the overall performance of the compliance division, specifically in relation to candidate...

  • Compliance Manager

    3 months ago


    Eastern England, United Kingdom ICG Medical Full time

    Job Title: Compliance ManagerAbout ICG Medical: ICG Medical is a leading global healthcare recruiter with a focus on nurses (all specialities), midwives and home care/healthcare workers. Our company vision is to improve patient care. The DNA make up of our business stems from our core values: Open, Family and Passion. The business is made up of three...