Senior Compliance Manager

2 days ago

United Kingdom CSC Full time

Senior Compliance Manager

Capital Markets, London

Full time, Hybrid

CSC is the world’s leading provider of business, legal, financial, and digital brand services to companies around the globe. From keeping your business in compliance and streamlining operations, to protecting and promoting your brand online, we use our expertise and personal approach to help your business run smoother.

The Position

To provide expert compliance services under the UK Money Laundering Regulations (MLRS) to several CSC clients in conjunction with the Relationship Manager and to maintain strong and long-lasting professional relationships. The ideal candidate is a highly motivated, inquisitive manager with a background in AML regulatory reporting/obligations, client onboarding and AML investigation, who is extremely customer and team focused. This role would suit an ambitious, energetic person keen to progress further in a dynamic, rapidly-growing business.

Responsibilities

  • Take on the role of "MLRO" for a number of entities that are supervised by the FCA for AML purposes (Annex 1 Financial Institutions).
  • Provision of quarterly compliance reporting and annual AML training to the boards of CSC client’s UK entities.
  • Prepare AML Policy and Business Risk Assessment for the entity’s business activities for review and inspection by the FCA.
  • Maintain the regulatory registers for clients where required.
  • Review client company policies to ensure they are compliant with local legislation.
  • Provision of KYC screening services on the third-party customers of client entities.
  • Manage the relationship with key clients.
  • Collaborate with external regulatory authorities when needed.
  • Being familiar with and keeping up to date with all statutory and regulatory requirements and relevant guidance applicable to the business model.
  • Staying informed of emerging statutory and legal requirements.
  • Ensuring decisions are fully reasoned and that all supporting documents are collected and maintained by the business. Report any findings to the CSC Head of Compliance and collaborate to conduct remediation plans when necessary.

Skills, Knowledge and Experience

  • Must have covered the same role as MLRO for an FCA supervised entity.
  • Must have experience with drafting AML policies procedures and business risk assessments.
  • Minimum 3 years in a compliance capacity at Officer or Manager level.
  • Experience in Financial services or professional services.
  • Knowledge of legal requirements and controls.
  • Familiarity with industry practices and professional standards.
  • Relationship Management.
  • Adaptability with the ability to prioritise and work under pressure.
  • Excellent communication skills with very strong written skills.
  • Integrity and professional ethics.
  • Attention to detail.

Why work with CSC?

We’re always looking ahead, finding ways to improve and anticipate the future needs of our clients. Curiosity fuels our innovation, and productivity drives our results. This proactive mindset has helped us adapt and create solutions that have enabled businesses to run smoother and smarter for more than 120 years.

CSC is committed to attracting, developing, and retaining talented people whose personal values align with ours. Our more than 8,000 colleagues around the globe are empowered to bring the right solutions to market to meet client demand.

· CSC is a great place to work with smart and dedicated people. We’ve been voted a Top Workplace every year since 2006 and are a National Top Workplace in the U.S. for the second consecutive year and Best Place to Work in India.

· We offer challenging work and career opportunities. Many positions are filled with internal moves and employee referrals.

· Employees are eligible for an annual success-sharing bonus or commission plans based on role and individual performance.

· CSC offers excellent benefits, including medical, dental, and life insurance, flexible spending, and health savings accounts.

· Our global standard for our work environments supports current and future technology initiatives through open design, sit-stand workstations, and digital interface points with wireless access throughout the campus.

· We offer flexible schedules and remote options for available positions. It’s an exciting time for us in terms of growth and expansion.

· We strive to boost the power of our diversity by ensuring that all our colleagues feel a sense of belonging. Our Strategic Equality Alliance fosters a culture of inclusion regardless of race, ethnicity, religion, gender identity, or sexual orientation. It provides networking, learning, and development opportunities through our employee resource groups.

· CSC Gives Back, our philanthropic program, is committed to making the communities in which we live and work better off tomorrow than they are today.

About us

CSC is a global business, legal, and financial services company based in Wilmington, Delaware, USA, providing knowledge-based solutions to clients worldwide. We have offices and capabilities in over 140 jurisdictions in the Americas, Europe, Asia Pacific, and the Middle East, and more than 8,000 colleagues. We are the business behind business.®

CSC is committed to creating a diverse and growth-oriented environment where everyone is valued and respected. CSC offers challenging career opportunities and excellent benefits, including annual success-sharing bonuses or commission plans based on individual performance. To learn more, visit cscglobal.com/service/careers.

Visit our careers site to learn more about CSC and our commitment to our clients, communities, and each other.

Disclaimer: The information above describes the general nature and level of work performed by employees in this role. It is not intended to describe all duties, responsibilities, and qualifications .

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