Deputy Director, Legal and Governance

4 weeks ago


London, United Kingdom Market Talent Ltd Full time

Job Description Our banking client is seeking a senior banking figure to become their Deputy Head of Overseas Branch (officially Deputy Country Manager) supporting and covering when required, the Head of Overseas Branch SMF19 in ensuring the bank is meets its strategic commercial goals, regulatory & governance requirements, development/innovation, and overall efficiency of the operating and support departments of London Branch. To oversee the efficient and compliant running of all Departments of the Bank.
To ensure Account opening, KYC and due diligence are updated
To particularly oversee and monitor the Credit Area and to evaluate the level of Risk involved in the extension of Credit to Customers and give advice on the operational feasibility of loan proposals to Management and to Head Office.
To monitor the overall profitable use of financial resources.
To ensure business is conducted in accordance with the existing Procedures as defined in the Bank’s Procedure Manual applicable to all Key Departments of the Bank.
To review Operating Procedures and recommend revision where appropriate and review services and maintain contact with others in the market to keep Head Office and Country Manager - London advised of all developments in operational procedures and services in London.
Receipt and analysis of market and regulatory notices. Daily liaison with departments to ensure orderly and efficient running of the Bank
To be a member of the Management Committee which monitors all activities and liquidity interest rates and foreign exchange business and ensure FCA, Bank of England and Head Office requirements are respected .
To ensure Operations – Banking Business Compliance and Accountancy is in compliance with the Banks Procedures and Standing instructions issued by Management and/or Head Office and which thoroughly protect and control the Branches Assets and Liabilities i.e. to ensure good management of our resources, and disposition thereof.
To assist and develop special projects as directed by Management
Contingency planning in case of breakdowns.
Ensure compliance with regulations/requirements of the Data Protection Act 1998 and update Management and staff with any/all changes in this field.
Adherence to controls and security as detailed in the Banks procedure manual.
To ensure compliance with standing instructions and memos issued by the FCA, and Head Office.
Bank Operational Procedures, and written Management instruction
-UK Law and Legal Practices
-Bank of England
-Other local and international authorities
To oversee and monitor all matters of a legal nature affecting the Banks business in conjunction with Management.
To monitor problems/complaints highlighted internally and/or externally by queries from Branches, Correspondents and Customers and to ensure speedy and appropriate action is taken.



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